Home/Filings/4/0001209191-15-032535
4//SEC Filing

AVIV REIT, INC. 4

Accession 0001209191-15-032535

CIK 0001499686operating

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 9:09 PM ET

Size

27.2 KB

Accession

0001209191-15-032535

Insider Transaction Report

Form 4
Period: 2015-04-01
Kochek Joshua J.
Vice President, Investments
Transactions
  • Disposition to Issuer

    Employee Stock Option

    2015-04-011,4470 total
    Exercise: $18.62Common Stock (1,447 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2015-04-011,6970 total
    Common Stock (1,697 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2015-04-013,6210 total
    Exercise: $18.87Common Stock (3,621 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2015-04-0180,4120 total
    Exercise: $18.87Common Stock (80,412 underlying)
  • Disposition to Issuer

    Common Stock

    2015-04-0113,9050 total
  • Disposition to Issuer

    Restricted Stock Units

    2015-04-012,6550 total
    Common Stock (2,655 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2015-04-0166,4060 total
    Exercise: $16.56Common Stock (66,406 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2015-04-011,4470 total
    Exercise: $17.95Common Stock (1,447 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2015-04-0111,4090 total
    Exercise: $18.65Common Stock (11,409 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2015-04-019,6580 total
    Exercise: $18.65Common Stock (9,658 underlying)
Footnotes (7)
  • [F1]Pursuant to an Agreement and Plan of Merger, dated October 30, 2014, among Omega Healthcare Investors, Inc. ("Omega"), OHI Healthcare Properties Holdco, Inc., OHI Healthcare Properties Limited Partnership, L.P., Aviv REIT, Inc. (the "Issuer") and Aviv Healthcare Properties Limited Partnership (the "Merger Agreement"), each outstanding share of the Issuer's common stock was exchanged for the right to receive nine-tenths of a share of common stock of Omega, subject to certain adjustment as set forth in the Merger Agreement (such ratio, the "Exchange Ratio"), on April 1, 2015 (the "Closing Date"). The last reported sale price of shares of Omega common stock on the Closing Date was $40.74 per share.
  • [F2]Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer.
  • [F3]The RSUs vest in full on December 31, 2015. Pursuant to the Merger Agreement, as of the effective time of the Merger, the RSUs will no longer be payable when due in shares of Issuer common stock but instead will be payable when due in a number of shares of Omega common stock equal to the Exchange Ratio multiplied by the number of shares of Issuer common stock as to which such RSUs related immediately prior to the effective time of the Merger. The RSUs may vest in full upon termination of employment without cause prior to the first anniversary of the Closing Date.
  • [F4]The RSUs vest in full on December 31, 2016. Pursuant to the Merger Agreement, as of the effective time of the Merger, the RSUs will no longer be payable when due in shares of Issuer common stock but instead will be payable when due in a number of shares of Omega common stock equal to the Exchange Ratio multiplied by the number of shares of Issuer common stock as to which such RSUs related immediately prior to the effective time of the Merger. The RSUs may vest in full upon termination of employment without cause prior to the first anniversary of the Closing Date.
  • [F5]Pursuant to the Merger Agreement, as of the effective time of the Merger, the stock options ceased to be exercisable for shares of Issuer common stock but instead are exercisable for a number of shares of Omega common stock equal to nine-tenths of a share of Omega common stock, subject to certain adjustments as set forth in the Merger Agreement, multiplied by the number of shares of Issuer common stock as to which such stock options related immediately prior to the effective time of the Merger.
  • [F6]The stock options vested in full upon the initial public offering of Aviv REIT, Inc. on March 26, 2013.
  • [F7]N/A

Issuer

AVIV REIT, INC.

CIK 0001499686

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001499686

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 9:09 PM ET
Size
27.2 KB