Earnings Feed
Start Free
Home/Filings/4/0001209191-15-034684
4//SEC Filing

POZEN INC /NC 4

Accession 0001209191-15-034684

CIK 0001059790operating
View on SEC.govCompany Profile

Filed

Apr 15, 8:00 PM ET

Accepted

Apr 16, 6:14 PM ET

Size

20.3 KB

Accession

0001209191-15-034684

Insider Transaction Report

Form 4
Period: 2015-04-15
POZEN INC /NCPOZN
Thomas Gilda Marie
Sr. VP, Gen Cnsl & Secretary
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-04-15−2,957→ 0 total
    Exercise: $4.64Exp: 2019-03-13→ Common Stock (2,957 underlying)
  • Sale

    Common Stock

    2015-04-15$8.61/sh−2,957$25,466→ 53,775 total
  • Exercise/Conversion

    Common Stock

    2015-04-15$5.33/sh+12,480$66,518→ 66,255 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-04-15−9,563→ 2,957 total
    Exercise: $4.64Exp: 2019-03-13→ Common Stock (9,563 underlying)
  • Exercise/Conversion

    Common Stock

    2015-04-15$4.64/sh+2,957$13,720→ 56,732 total
  • Sale

    Common Stock

    2015-04-15$8.61/sh−12,480$107,478→ 53,775 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-04-15−12,480→ 48,595 total
    Exercise: $5.33Exp: 2020-03-15→ Common Stock (12,480 underlying)
  • Exercise/Conversion

    Common Stock

    2015-04-15$4.64/sh+9,563$44,372→ 63,338 total
  • Sale

    Common Stock

    2015-04-15$8.61/sh−9,563$82,357→ 53,775 total
Footnotes (5)
  • [F1]Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  • [F2]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.5 to $8.11.
  • [F3]The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
  • [F4]The option vests in four equal annual installments, with the initial vesting date occurring on March 13, 2010.
  • [F5]The option vests in four equal annual installments, with the initial vesting date occurring on March 15, 2011.

Documents

1 file

Issuer

POZEN INC /NC

CIK 0001059790

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001059790

Filing Metadata

Form type
4
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 6:14 PM ET
Size
20.3 KB
View on SEC.gov