POZEN INC /NC 4

4 · POZEN INC /NC · Filed Apr 16, 2015

Form 4

Period: 2015-04-15

Sr. VP, Gen Cnsl & Secretary

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2015-04-15−2,957→ 0 total
Exercise: $4.64Exp: 2019-03-13→ Common Stock (2,957 underlying)
Sale
Common Stock
2015-04-15$8.61/sh−2,957$25,466→ 53,775 total
Exercise/Conversion
Common Stock
2015-04-15$5.33/sh+12,480$66,518→ 66,255 total
Exercise/Conversion
Employee Stock Option (right to buy)
2015-04-15−9,563→ 2,957 total
Exercise: $4.64Exp: 2019-03-13→ Common Stock (9,563 underlying)
Exercise/Conversion
Common Stock
2015-04-15$4.64/sh+2,957$13,720→ 56,732 total
Sale
Common Stock
2015-04-15$8.61/sh−12,480$107,478→ 53,775 total
Exercise/Conversion
Employee Stock Option (right to buy)
2015-04-15−12,480→ 48,595 total
Exercise: $5.33Exp: 2020-03-15→ Common Stock (12,480 underlying)
Exercise/Conversion
Common Stock
2015-04-15$4.64/sh+9,563$44,372→ 63,338 total
Sale
Common Stock
2015-04-15$8.61/sh−9,563$82,357→ 53,775 total

Footnotes (5)

[F1]Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
[F2]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.5 to $8.11.
[F3]The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
[F4]The option vests in four equal annual installments, with the initial vesting date occurring on March 13, 2010.
[F5]The option vests in four equal annual installments, with the initial vesting date occurring on March 15, 2011.

Documents

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