4//SEC Filing
CMS Bancorp, Inc. 4
Accession 0001209191-15-036851
CIK 0001350072operating
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 9:01 AM ET
Size
21.4 KB
Accession
0001209191-15-036851
Insider Transaction Report
Form 4
Cocozzo Diane
SVP & Corp. Secretary
Transactions
- Disposition to Issuer
Common Stock, par value $0.01 per share
2015-04-28−500→ 0 total(indirect: Diane Cocozzo, as Custodian for Justin C. Jones UTMA NY) - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-04-28−500→ 0 total(indirect: Diane Cocozzo, as Custodian for Connor M. Jones UTMA NY) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-04-28$4.59/sh−1,500$6,885→ 0 totalExercise: $8.66Exp: 2021-04-27→ Common Stock (1,500 underlying) - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-04-28−5,116→ 0 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2015-04-28−973→ 0 total(indirect: By IRA) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-04-28$3.13/sh−7,000$21,910→ 0 totalExercise: $10.12Exp: 2017-11-28→ Common Stock (7,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-04-28$6.00/sh−1,500$9,000→ 0 totalExercise: $7.25Exp: 2019-11-23→ Common Stock (1,500 underlying)
Footnotes (4)
- [F1]Each share has been converted into the right to receive $13.25 per share merger consideration pursuant to an Agreement and Plan of Merger dated Sept. 25, 2014 by and among Putnam County Savings Bank, Putnam County Acquisition Corp., CMS Bancorp, Inc. and CMS Bank.
- [F2]This option, which provided for vesting in five equal annual installments beginning on November 28, 2008, was cancelled in the merger in exchange for a cash payment of $21,910.00 representing the difference between the exercise price of the option and the per share merger consideration of $13.25.
- [F3]This option, which provided for vesting in five equal annual installments beginning on November 23, 2010, was cancelled in the merger in exchange for a cash payment of $9,000.00 representing the difference between the exercise price of the option and the per share merger consideration of $13.25.
- [F4]This option, which provided for vesting in five equal annual installments beginning on April 27, 2012, was cancelled in the merger in exchange for a cash payment of $6,885.00 representing the difference between the exercise price of the option and the per share merger consideration of $13.25.
Issuer
CMS Bancorp, Inc.
CIK 0001350072
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001350072
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 9:01 AM ET
- Size
- 21.4 KB