Home/Filings/4/0001209191-15-037075
4//SEC Filing

CMS Bancorp, Inc. 4

Accession 0001209191-15-037075

CIK 0001350072operating

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 5:32 PM ET

Size

12.6 KB

Accession

0001209191-15-037075

Insider Transaction Report

Form 4
Period: 2015-04-28
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2015-04-2877,4830 total(indirect: By LLC)
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2015-04-282,0000 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2015-04-28$5.15/sh6,000$30,9000 total
    Exercise: $8.10Exp: 2022-09-29Common Stock (6,000 underlying)
Footnotes (2)
  • [F1]Each share has been converted into the right to receive $13.25 per share merger consideration pursuant to an Agreement and Plan of Merger dated Sept. 25, 2014 by and among Putnam County Savings Bank, Putnam County Acquisition Corp., CMS Bancorp, Inc. and CMS Bank.
  • [F2]This option, which provided for vesting in five equal annual installments beginning on September 29, 2012, was cancelled in the merger in exchange for a cash payment of $30,900.00 representing the difference between the exercise price of the option and the per share merger consideration of $13.25.

Issuer

CMS Bancorp, Inc.

CIK 0001350072

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001350072

Filing Metadata

Form type
4
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 5:32 PM ET
Size
12.6 KB