|4Apr 30, 12:30 PM ET

CMS Bancorp, Inc. 4

4 · CMS Bancorp, Inc. · Filed Apr 30, 2015

Insider Transaction Report

Form 4
Period: 2015-04-28
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2015-04-2810,9920 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2015-04-28$4.90/sh6,000$29,4000 total
    Exercise: $8.35Exp: 2020-05-27Common Stock (6,000 underlying)
Footnotes (2)
  • [F1]Each share has been converted into the right to receive $13.25 per share merger consideration pursuant to an Agreement and Plan of Merger dated Sept. 25, 2014 by and among Putnam County Savings Bank, Putnam County Acquisition Corp., CMS Bancorp, Inc. and CMS Bank.
  • [F2]This option, which provided for vesting in five equal annual installments beginning on May 27, 2011, was cancelled in the merger in exchange for a cash payment of $29,400.00 representing the difference between the exercise price of the option and the per share merger consideration of $13.25.

Documents

2 files