USMD Holdings, Inc. 4
4 · USMD Holdings, Inc. · Filed May 1, 2015
Insider Transaction Report
Form 4
Cook Charles E.
Director
Transactions
- Purchase
7.25% Convertible Subordinated Note due 2020
2015-04-29$10.61/sh→ 23,563 totalExercise: $10.61From: 2016-04-29→ Common Stock ($.01 par) (23,563 underlying)
Holdings
- 131,206(indirect: Indirectly held through UANT Ventures, L.P.)
Common Stock ($.01 par)
- 21,014
Common Stock ($.01 par)
Footnotes (2)
- [F1]In connection with a private offering conducted pursuant to Regulation D of the Securities Act of 1933, as amended, the issuer issued a 7.25% convertible subordinated note in the principal amount of $250,000 to the reporting person.
- [F2]The noteholder has the right, at any time after April 29, 2016 but prior to the payment in full of the note by the issuer, to convert all or any portion of the unpaid principal balance of the note into shares of the issuer's common stock. This conversion right expires on November 1, 2020, the maturity date of the note, or upon the earlier payment in full of of the principal balance of the note.