POZEN INC /NC 4
4 · POZEN INC /NC · Filed May 5, 2015
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
Thomas Gilda Marie
Sr. VP, Gen Cnsl & Secretary
Transactions
- Sale
Common Stock
2015-05-01$8.06/sh−25,000$201,525→ 53,775 total - Exercise/Conversion
Common Stock
2015-05-01$5.33/sh+25,000$133,250→ 78,775 total - Exercise/Conversion
Stock Option
2015-05-01−25,000→ 23,595 totalExercise: $5.33Exp: 2020-03-15→ Common Stock (25,000 underlying)
Footnotes (4)
- [F1]Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $7.90 to $8.13.
- [F3]The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
- [F4]The options vested in four equal annual installments, with the initial vesting date occurring on March 15, 2011.