RUBICON PROJECT, INC. 4
4 · RUBICON PROJECT, INC. · Filed May 15, 2015
Insider Transaction Report
Form 4
Mandal Sumant
Director
Transactions
- Award
Common Stock
2015-05-13+4,886→ 26,169 total - Award
Stock Option (right to buy)
2015-05-13+11,759→ 11,759 totalExercise: $17.91Exp: 2025-05-13→ Common Stock (11,759 underlying)
Holdings
- 6,189,340(indirect: See Footnote)
Common Stock
- 110,640(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]Represents restricted stock units that vest in full on the earliest of (i) May 13, 2016, (ii) the date of the next Annual Meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.
- [F2]Granted as compensation for services.
- [F3]These shares are held by Clearstone Venture Partners III-A, LP ("CVP-A"). The reporting person is a managing member of Clearstone Venture Management III, LLC, which is the general partner of CVP-A. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- [F4]These shares are held by Clearstone Venture Partners III-B, a Delaware Multiple Series LLC ("CVP-B"). The reporting person is a managing member of Clearstone Venture Management III, LLC, which is the managing member of CVP-B. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- [F5]The stock options vest in full on the earliest of (i) May 13, 2016, (ii) the date of the next Annual Meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.