Five9, Inc. 4
4 · Five9, Inc. · Filed May 19, 2015
Insider Transaction Report
Form 4
Five9, Inc.FIVN
KERTZMAN MITCHELL
Director10% Owner
Transactions
- Award
Common Stock
2015-05-15+27,173→ 52,173 total
Holdings
- 8,410,041(indirect: See Footnotes)
Common Stock
Footnotes (3)
- [F1]The reported shares are owned directly by Mitchell Kertzman, who is a managing member of Hummer Winblad Equity Partners V, L.L.C. ("HWEP V"), which is the general partner of Hummer Winblad Venture Partners V, L.P. ("HWVP V") and Hummer Winblad Venture Partners V-A, L.P. ("HWVP VA"). By agreement with the funds, Mr. Kertzman is deemed to hold the shares for the benefit of the funds. Mr. Kertzman disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F2]Shares are owned directly by HWVP V as nominee for HWVP V and HWVP VA. Mitchell Kertzman is a managing member of HWEP V, which is the general partner of HWVP V and HWVP VA.
- [F3]Mr. Kertzman may be deemed the beneficial owner of the reported shares, but disclaims beneficial ownership of all shares held by HWVP V except to the extent of his pecuniary interests therein.