Financial Engines, Inc. 4

4 · Financial Engines, Inc. · Filed May 21, 2015

Form 4

Period: 2015-05-20

Director10% Owner

Transactions

Award
Restricted Stock
2015-05-20+4,894→ 4,894 total
Exercise: $0.00→ Common Stock (4,894 underlying)

Holdings

Footnotes (7)

[F1]Shares held by Paul G. Koontz as Trustee of the Paul Koontz 2010 Annuity Trust.
[F2]Spouse of Paul G. Koontz, Andrea Koontz is the Trustee of the Andrea Koontz 2010 Annuity Trust. Mr. Koontz disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F3]Shares held by Koontz Investments, LP Fund 3. Paul G. Koontz is a General Partner of Koontz Investments, LP Fund 3 and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein.
[F4]Shares held by Paul G. Koontz as Trustee of the Koontz Revocable Trust Dated 06/29/1998.
[F5]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
[F6]The Restricted Stock units vest in four equal installments beginning 5/15/16.
[F7]No expiration date.

Documents

1 file