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4//SEC Filing

STERLING BANCORP 4

Accession 0001209191-15-045791

CIK 0001070154operating

Filed

May 21, 8:00 PM ET

Accepted

May 22, 9:45 AM ET

Size

15.3 KB

Accession

0001209191-15-045791

Insider Transaction Report

Form 4
Period: 2015-05-20
Bagatelle David S.
Executive Vice President
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-05-2013,30013,000 total
    Exercise: $6.95From: 2012-10-31Exp: 2021-10-31Common (13,300 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-05-201,6663,334 total
    Exercise: $11.36From: 2014-10-24Exp: 2023-10-24Common (1,666 underlying)
  • Sale

    Common Stock

    2015-05-20$13.45/sh4,172$56,11311,412 total
  • Exercise/Conversion

    Common Stock

    2015-05-20$13.42/sh+22,299$299,25333,711 total
  • Sale

    Common Stock

    2015-05-20$13.42/sh22,299$299,25311,412 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-05-207,3337,334 total
    Exercise: $9.00From: 2013-11-20Exp: 2022-11-20Common (7,333 underlying)
Footnotes (2)
  • [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.44 to $13.475 inclusive. The report person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.
  • [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.40 to $13.46 inclusive. The report person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.

Issuer

STERLING BANCORP

CIK 0001070154

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001070154

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 9:45 AM ET
Size
15.3 KB