4//SEC Filing
Roundy's, Inc. 4
Accession 0001209191-15-046087
CIK 0001536035operating
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:02 PM ET
Size
13.2 KB
Accession
0001209191-15-046087
Insider Transaction Report
Form 4
Roundy's, Inc.RNDY
WILLIS JOHN R
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01
2015-05-22$3.41/sh−3,765,585$12,850,059→ 3,334,911 total(indirect: See Footnote) - Sale
Common Stock, par value $0.01
2015-05-22$3.41/sh−113,381$386,913→ 100,413 total(indirect: See Footnote) - Sale
Common Stock, par value $0.01
2015-05-22$3.41/sh−32,653$111,428→ 28,920 total(indirect: See Footnote) - Sale
Common Stock, par value $0.01
2015-05-22$3.41/sh−113,381$386,913→ 100,413 total(indirect: See Footnote)
Holdings
- 20,142
Common Stock, par value $0.01
Footnotes (5)
- [F1]Represents public offering price of $3.50 per share net of the underwriter's discount of $0.0875.
- [F2]Willis Stein & Partners III Sub, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F3]Willis Stein & Partners Dutch III-A Sub, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F4]Willis Stein & Partners Dutch III-B Sub, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- [F5]Willis Stein & Partners III-C Sub, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Documents
Issuer
Roundy's, Inc.
CIK 0001536035
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001536035
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 4:02 PM ET
- Size
- 13.2 KB