Financial Engines, Inc. 4

4 · Financial Engines, Inc. · Filed May 26, 2015

Form 4

Period: 2015-05-21

Director10% Owner

Transactions

Exercise/Conversion
Common Stock
2015-05-21+1,254→ 6,254 total
Exercise/Conversion
Restricted Stock Units
2015-05-22−1,250→ 2,500 total
Exercise: $0.00→ Common Stock (1,250 underlying)
Exercise/Conversion
Common Stock
2015-05-22+1,250→ 7,504 total
Exercise/Conversion
Restricted Stock Units
2015-05-21−1,254→ 3,764 total
Exercise: $0.00→ Common Stock (1,254 underlying)

Holdings

Footnotes (8)

[F1]Shares held by Paul G. Koontz as Trustee of the Paul Koontz 2010 Annuity Trust.
[F2]Spouse of Paul G. Koontz, Andrea Koontz is the Trustee of the Andrea Koontz 2010 Annuity Trust. Mr. Koontz disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F3]Shares held by Koontz Investments, LP Fund 3. Paul G. Koontz is a General Partner of Koontz Investments, LP Fund 3 and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein.
[F4]Shares held by Paul G. Koontz as Trustee of the Koontz Revocable Trust Dated 06/29/1998.
[F5]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
[F6]The Restricted Stock units vest in four equal installments annually beginning 5/22/14.
[F7]No expiration date.
[F8]The Restricted Stock units vest in four equal installments annually beginning 5/21/15.

Documents

1 file