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NOVAVAX INC 4

Accession 0001209191-15-048347

$NVAXCIK 0001000694operating

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 4:39 PM ET

Size

7.3 KB

Accession

0001209191-15-048347

Insider Transaction Report

Form 4
Period: 2015-05-28
Modi Rajiv I.
Director10% Owner
Transactions
  • Sale

    Common Stock

    2015-06-01$8.80/sh1,500,000$13,200,0004,000,000 total(indirect: See footnote)
  • Sale

    Common Stock

    2015-05-28$8.70/sh2,000,000$17,400,0005,500,000 total(indirect: See footnote)
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $9.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F2]These shares are owned directly by Satellite Overseas (Holdings) Limited, which is a wholly owned subsidiary (except for directors' qualifying shares) of Cadila Pharmaceuticals Ltd. Cadila Pharmaceuticals Ltd is an indirect beneficial owner of the reported securities. These shares are held for convenience in the name of "SOHL, Inc., as nominee for Satellite Overseas (Holdings) Limited." SOHL, Inc., has no voting, dispositive or pecuniary interest in any such shares.

Issuer

NOVAVAX INC

CIK 0001000694

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001000694

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 4:39 PM ET
Size
7.3 KB