|4/AJun 2, 4:18 PM ET

Carroll Bancorp, Inc. 4/A

4/A · Carroll Bancorp, Inc. · Filed Jun 2, 2015

Insider Transaction Report

Form 4/AAmended
Period: 2015-05-29
Grimes Russell J.
DirectorPresident / CEO
Transactions
  • Exercise of In-Money

    common stock warrant (right to buy)

    2015-05-29160 total(indirect: By Children)
    Exercise: $13.33From: 2014-03-26Exp: 2017-03-20common stock (8 underlying)
  • Exercise of In-Money

    common stock

    2015-05-29$13.33/sh+8$10788 total(indirect: By Children)
Holdings
  • common stock

    8,765
  • common stock

    (indirect: by ESOP)
    1,295
  • common stock

    (indirect: By IRA)
    14,295
  • common stock

    (indirect: By Spouse)
    1,676
  • common stock

    (indirect: By Trust)
    6,624
Footnotes (3)
  • [F1]Exercise price and number of shares (including shares underlying the warrants) have been adjusted to reflect the issuer's 20% stock dividend paid on May 1, 2015.
  • [F2]Shares of stock allocated from the ESOP.
  • [F3]Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION