4/A//SEC Filing
Carroll Bancorp, Inc. 4/A
Accession 0001209191-15-048938
CIK 0001515069operating
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:18 PM ET
Size
11.2 KB
Accession
0001209191-15-048938
Insider Transaction Report
Form 4/AAmended
Grimes Russell J.
DirectorPresident / CEO
Transactions
- Exercise of In-Money
common stock warrant (right to buy)
2015-05-29−16→ 0 total(indirect: By Children)Exercise: $13.33From: 2014-03-26Exp: 2017-03-20→ common stock (8 underlying) - Exercise of In-Money
common stock
2015-05-29$13.33/sh+8$107→ 88 total(indirect: By Children)
Holdings
- 8,765
common stock
- 1,295(indirect: by ESOP)
common stock
- 14,295(indirect: By IRA)
common stock
- 1,676(indirect: By Spouse)
common stock
- 6,624(indirect: By Trust)
common stock
Footnotes (3)
- [F1]Exercise price and number of shares (including shares underlying the warrants) have been adjusted to reflect the issuer's 20% stock dividend paid on May 1, 2015.
- [F2]Shares of stock allocated from the ESOP.
- [F3]Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.
Documents
Issuer
Carroll Bancorp, Inc.
CIK 0001515069
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001515069
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 4:18 PM ET
- Size
- 11.2 KB