PROCERA NETWORKS, INC. 4

Accession 0001209191-15-050653

CIK 0001165231operating

View on SEC.gov Company Profile

Filed

Jun 4, 8:00 PM ET

Accepted

Jun 5, 4:52 PM ET

Size

36.8 KB

Accession

0001209191-15-050653

Insider Transaction Report

Form 4

Period: 2015-06-04

PROCERA NETWORKS, INC.PKT

MCCLENDON SCOTT

Director

Transactions

Disposition from Tender
Common Stock
2015-06-04−34,556→ 0 total
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−375→ 0 total
Exercise: $11.80From: 2008-01-30Exp: 2018-01-30→ Common Stock (375 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−2,156→ 0 total
Exercise: $8.80From: 2009-01-01Exp: 2019-01-01→ Common Stock (2,156 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−2,577→ 0 total
Exercise: $6.20From: 2009-04-01Exp: 2019-04-01→ Common Stock (2,577 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−2,541→ 0 total
Exercise: $6.00From: 2009-07-01Exp: 2019-07-01→ Common Stock (2,541 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−2,512→ 0 total
Exercise: $5.70From: 2009-10-01Exp: 2019-10-01→ Common Stock (2,512 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−5,000→ 0 total
Exercise: $5.60Exp: 2016-07-19→ Common Stock (5,000 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−2,500→ 0 total
Exercise: $24.30Exp: 2017-10-17→ Common Stock (2,500 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−375→ 0 total
Exercise: $14.50From: 2008-04-01Exp: 2018-04-01→ Common Stock (375 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−375→ 0 total
Exercise: $14.00From: 2008-07-01Exp: 2018-07-01→ Common Stock (375 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−375→ 0 total
Exercise: $9.00From: 2008-10-01Exp: 2018-10-01→ Common Stock (375 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−3,020→ 0 total
Exercise: $4.90From: 2010-01-04Exp: 2020-01-04→ Common Stock (3,020 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−3,097→ 0 total
Exercise: $4.30From: 2010-04-01Exp: 2020-04-01→ Common Stock (3,097 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−3,418→ 0 total
Exercise: $4.30From: 2010-07-01Exp: 2020-07-01→ Common Stock (3,418 underlying)
Disposition to Issuer
NQ - Stock Option (Right to Buy)
2015-06-05−2,350→ 0 total
Exercise: $5.30From: 2010-10-01Exp: 2020-10-01→ Common Stock (2,350 underlying)

Footnotes (5)

[F1]The Reporting Person tendered the shares in exchange for $11.50 per share, net to the Reporting Person in cash, without interest and subject to deduction for any required withholding of taxes, in the tender offer made pursuant to the Agreement and Plan of Merger, dated April 21, 2015, by and among the Issuer, KDR Holding, Inc. and KDR Acquisition, Inc. (the "Merger Agreement").
[F2]This option was canceled pursuant to the terms of the Merger Agreement and converted into an amount in cash equal to the product of (a) the excess of $11.50 over the exercise price of this option, and (b) the number of shares subject to this option.
[F3]The shares subject to this option vested in 4 equal consecutive quarterly installments commencing on September 30, 2006.
[F4]This option was canceled for no consideration pursuant to the terms of the Merger Agreement.
[F5]50% of the shares subject to this option vested on October 31, 2007 and the remaining balance of the shares subject to this option vested on December 31, 2007.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

PROCERA NETWORKS, INC.

CIK 0001165231

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001165231

Filing Metadata

Form type: 4
Filed: Jun 4, 8:00 PM ET
Accepted: Jun 5, 4:52 PM ET
Size: 36.8 KB

View on SEC.gov