HeartWare International, Inc. 4
4 · HeartWare International, Inc. · Filed Jun 5, 2015
Insider Transaction Report
Form 4
Wade Denis Newell
Director
Transactions
- Award
Restricted Stock Unit
2015-06-03+1,000→ 1,750 totalFrom: 2016-06-01Exp: 2016-06-01→ Common Stock (1,000 underlying) - Award
Stock Option (right to buy)
2015-06-03+1,000→ 6,000 totalExercise: $76.60From: 2016-06-01Exp: 2025-06-01→ Common Stock (1,000 underlying)
Footnotes (3)
- [F1]The stock options become exercisable on June 1, 2016 subject to the reporting person's continuous service as a director of the Company through June 1, 2016. In addition, the stock options will immediately vest upon the occurrence of a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]The restricted stock units vest on June 1, 2016 subject to the reporting person's continuous service as a director of the Company through June 1, 2016. In addition, the restricted stock units will immediately vest upon the occurrence of a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.