4/A//SEC Filing
Arcadia Biosciences, Inc. 4/A
Accession 0001209191-15-050904
$RKDACIK 0001469443operating
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 1:19 PM ET
Size
16.1 KB
Accession
0001209191-15-050904
Insider Transaction Report
Form 4/AAmended
Transactions
- Purchase
Common Stock
2015-05-20$8.00/sh+375,000$3,000,000→ 9,080,808 total(indirect: By Mandala Capital AG Limited) - Conversion
Common Stock
2015-05-20+8,705,808→ 8,705,808 total - Conversion
Series D Convertible Preferred Stock
2015-05-20−8,918,750→ 0 total→ Common Stock (8,705,808 underlying)
Mandala Agribusiness Fund
10% Owner
Transactions
- Conversion
Common Stock
2015-05-20+8,705,808→ 8,705,808 total - Purchase
Common Stock
2015-05-20$8.00/sh+375,000$3,000,000→ 9,080,808 total(indirect: By Mandala Capital AG Limited) - Conversion
Series D Convertible Preferred Stock
2015-05-20−8,918,750→ 0 total→ Common Stock (8,705,808 underlying)
Redfern Dominic
10% Owner
Transactions
- Conversion
Series D Convertible Preferred Stock
2015-05-20−8,918,750→ 0 total→ Common Stock (8,705,808 underlying) - Conversion
Common Stock
2015-05-20+8,705,808→ 8,705,808 total - Purchase
Common Stock
2015-05-20$8.00/sh+375,000$3,000,000→ 9,080,808 total(indirect: By Mandala Capital AG Limited)
Gujadhur Sheokumar
10% Owner
Transactions
- Purchase
Common Stock
2015-05-20$8.00/sh+375,000$3,000,000→ 9,080,808 total(indirect: By Mandala Capital AG Limited) - Conversion
Series D Convertible Preferred Stock
2015-05-20−8,918,750→ 0 total→ Common Stock (8,705,808 underlying) - Conversion
Common Stock
2015-05-20+8,705,808→ 8,705,808 total
Gujadhur Tej
10% Owner
Transactions
- Conversion
Common Stock
2015-05-20+8,705,808→ 8,705,808 total - Purchase
Common Stock
2015-05-20$8.00/sh+375,000$3,000,000→ 9,080,808 total(indirect: By Mandala Capital AG Limited) - Conversion
Series D Convertible Preferred Stock
2015-05-20−8,918,750→ 0 total→ Common Stock (8,705,808 underlying)
Footnotes (3)
- [F1]The Series D Preferred Stock converted into Arcadia Biosciences, Inc. common stock on a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the issuer's initial public offering of common stock, and had no expiration date. The conversion ratio reflected an adjustment due to the issuer's 1-for-4 reverse stock split effected on May 8, 2015.
- [F2]The Series D preferred stock which converted into Arcadia Biosciences, Inc. common stock is held by Mandala Agribusiness Co-Investments I Limited.
- [F3]Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur are members of the board of Mandala Agribusiness Fund, which exercises shared voting and investment power over the shares owned by Mandala Agribusiness Co-Investments I Limited and also the shares owned by Mandala Capital AG Limited. Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur disclaim beneficial ownership of all securities listed herein, except to the extent of their respective pecuniary interests therein.
Documents
Issuer
Arcadia Biosciences, Inc.
CIK 0001469443
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001469443
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 1:19 PM ET
- Size
- 16.1 KB