4//SEC Filing
CONNECTURE INC 4
Accession 0001209191-15-052928
CIK 0001211759operating
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 6:01 PM ET
Size
21.1 KB
Accession
0001209191-15-052928
Insider Transaction Report
Form 4
CONNECTURE INCCNXR
GPP - Connecture, LLC
10% Owner
Transactions
- Other
Common Stock
2015-06-10+47,235→ 47,235 total(indirect: See Remarks) - Other
Common Stock
2015-06-10+36,493→ 36,493 total - Other
Common Stock
2015-06-10−1,375,733→ 4,127,232 total(indirect: By LLC) - Other
Common Stock
2015-06-10+39,703→ 39,703 total - Other
Common Stock
2015-06-10+28,696→ 28,696 total(indirect: See Remarks)
GREAT POINT PARTNERS LLC
10% Owner
Transactions
- Other
Common Stock
2015-06-10−1,375,733→ 4,127,232 total(indirect: By LLC) - Other
Common Stock
2015-06-10+39,703→ 39,703 total - Other
Common Stock
2015-06-10+47,235→ 47,235 total(indirect: See Remarks) - Other
Common Stock
2015-06-10+36,493→ 36,493 total - Other
Common Stock
2015-06-10+28,696→ 28,696 total(indirect: See Remarks)
JAY JEFFREY R
10% Owner
Transactions
- Other
Common Stock
2015-06-10−1,375,733→ 4,127,232 total(indirect: By LLC) - Other
Common Stock
2015-06-10+36,493→ 36,493 total - Other
Common Stock
2015-06-10+47,235→ 47,235 total(indirect: See Remarks) - Other
Common Stock
2015-06-10+39,703→ 39,703 total - Other
Common Stock
2015-06-10+28,696→ 28,696 total(indirect: See Remarks)
KROIN DAVID
10% Owner
Transactions
- Other
Common Stock
2015-06-10−1,375,733→ 4,127,232 total(indirect: By LLC) - Other
Common Stock
2015-06-10+36,493→ 36,493 total - Other
Common Stock
2015-06-10+47,235→ 47,235 total(indirect: See Remarks) - Other
Common Stock
2015-06-10+28,696→ 28,696 total(indirect: See Remarks) - Other
Common Stock
2015-06-10+39,703→ 39,703 total
GREAT POINT PARTNERS I LP
10% Owner
Transactions
- Other
Common Stock
2015-06-10+28,696→ 28,696 total(indirect: See Remarks) - Other
Common Stock
2015-06-10−1,375,733→ 4,127,232 total(indirect: By LLC) - Other
Common Stock
2015-06-10+39,703→ 39,703 total - Other
Common Stock
2015-06-10+36,493→ 36,493 total - Other
Common Stock
2015-06-10+47,235→ 47,235 total(indirect: See Remarks)
Great Point Partners I GP, LLC
10% Owner
Transactions
- Other
Common Stock
2015-06-10−1,375,733→ 4,127,232 total(indirect: By LLC) - Other
Common Stock
2015-06-10+39,703→ 39,703 total - Other
Common Stock
2015-06-10+36,493→ 36,493 total - Other
Common Stock
2015-06-10+47,235→ 47,235 total(indirect: See Remarks) - Other
Common Stock
2015-06-10+28,696→ 28,696 total(indirect: See Remarks)
Footnotes (6)
- [F1]Represents shares of the issuer's common stock distributed pro rata by GPP - Connecture, LLC to its members.
- [F2]Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Dr. Jeffrey R. Jay is the senior managing member, and David Kroin is the special managing member, of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Each of Dr. Jay, Mr. Kroin, Great Point Partners LLC, Great Point Partners I GP, LLC and Great Point Partners I, LP may be deemed to have voting and dispositive power over the shares held by GPPC, and disclaim beneficial ownership of the shares held by GPPC, except to the extent of their pecuniary interest therein.
- [F3]These shares are held directly by Mr. Kroin.
- [F4]These shares are held directly by Dr. Jay.
- [F5]Includes 11,341 shares held by a trust of which Dr. Jay is a trustee and of which beneficiaries may be considered members of Dr. Jay's immediate family, and 35,894 shares held by a trust of which Dr. Jay is the income beneficiary (but not the trustee). In each case Dr. Jay disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F6]Includes shares owned by Biomedical Offshore Value Fund, Ltd. ("BOVF"). Great Point Partners, LLC is the investment manager of BOVF, and by virtue of such status may be deemed to be the beneficial owner of the such shares. Each of Dr. Jay, as senior managing member of Great Point Partners, LLC, and Mr. Kroin, as special managing member of Great Point Partners, LLC, has voting and investment power with respect to such shares, and therefore may be deemed to be the beneficial owner of such shares. Each of Dr. Jay and Mr. Kroin disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Documents
Issuer
CONNECTURE INC
CIK 0001211759
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001211759
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 6:01 PM ET
- Size
- 21.1 KB