ATHERSYS, INC / NEW 4
4 · ATHERSYS, INC / NEW · Filed Jun 19, 2015
Insider Transaction Report
Form 4
Deans Robert J
Sr. Vice President
Transactions
- Tax Payment
Common Stock
2015-06-18$1.21/sh−15,381$18,611→ 387,095 total - Sale
Common Stock
2015-06-19$1.23/sh−2,540$3,116→ 382,015 total - Tax Payment
Common Stock
2015-06-17$1.22/sh−1,084$1,322→ 402,476 total - Sale
Common Stock
2015-06-18$1.23/sh−2,540$3,133→ 384,555 total
Footnotes (6)
- [F1]Shares withheld from the quarterly vesting of a June 2014 restricted stock unit award related to the minimum tax withholding obligation.
- [F2]Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award related to the minimum tax withholding obligation.
- [F3]Shares sold pursuant to a predefined Rule 10b5-1 trading plan solely related to the tax obligation on the quarterly vesting of a June 2013 restricted stock unit award.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.26, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.205 to $1.25, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F6]Securities beneficially owned are comprised of: (1) 183,675 shares of common stock owned, (2) 163,720 restricted stock units awarded on June 20, 2013 related to the termination of 2005 incentive agreements that will vest ratably on a quarterly basis through June 18, 2016, and (3) restricted stock units awarded on an annual basis amounting to 34,620 that vest quarterly over a four-year period from grant date.