4//SEC Filing
Invuity, Inc. 4
Accession 0001209191-15-055337
CIK 0001393020operating
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 3:38 PM ET
Size
28.3 KB
Accession
0001209191-15-055337
Insider Transaction Report
Form 4
Invuity, Inc.IVTY
KPCB XII Associates, LLC
10% Owner
Transactions
- Conversion
Series C Preferred Stock
2015-06-18−301,180→ 0 total(indirect: See Footnotes)→ Common Stock (320,389 underlying) - Conversion
Series E Preferred Stock
2015-06-18−18,789→ 0 total(indirect: See Footnotes)→ Common Stock (19,308 underlying) - Conversion
Common Stock
2015-06-18+19,308→ 961,699 total(indirect: See Footnotes) - Conversion
Common Stock
2015-06-18+414,047→ 414,047 total(indirect: See Footnotes) - Conversion
Common Stock
2015-06-18+320,389→ 734,436 total(indirect: See Footnotes) - Conversion
Common Stock
2015-06-18+207,955→ 942,391 total(indirect: See Footnotes) - Conversion
Series B Preferred Stock
2015-06-18−348,585→ 0 total(indirect: See Footnotes)→ Common Stock (414,047 underlying) - Conversion
Series D Preferred Stock
2015-06-18−206,137→ 0 total(indirect: See Footnotes)→ Common Stock (207,955 underlying)
KPCB XII Founders Fund, LLC
10% Owner
Transactions
- Conversion
Common Stock
2015-06-18+207,955→ 942,391 total(indirect: See Footnotes) - Conversion
Series C Preferred Stock
2015-06-18−301,180→ 0 total(indirect: See Footnotes)→ Common Stock (320,389 underlying) - Conversion
Common Stock
2015-06-18+414,047→ 414,047 total(indirect: See Footnotes) - Conversion
Series D Preferred Stock
2015-06-18−206,137→ 0 total(indirect: See Footnotes)→ Common Stock (207,955 underlying) - Conversion
Common Stock
2015-06-18+320,389→ 734,436 total(indirect: See Footnotes) - Conversion
Common Stock
2015-06-18+19,308→ 961,699 total(indirect: See Footnotes) - Conversion
Series B Preferred Stock
2015-06-18−348,585→ 0 total(indirect: See Footnotes)→ Common Stock (414,047 underlying) - Conversion
Series E Preferred Stock
2015-06-18−18,789→ 0 total(indirect: See Footnotes)→ Common Stock (19,308 underlying)
Transactions
- Conversion
Common Stock
2015-06-18+207,955→ 942,391 total(indirect: See Footnotes) - Conversion
Series B Preferred Stock
2015-06-18−348,585→ 0 total(indirect: See Footnotes)→ Common Stock (414,047 underlying) - Conversion
Series D Preferred Stock
2015-06-18−206,137→ 0 total(indirect: See Footnotes)→ Common Stock (207,955 underlying) - Conversion
Common Stock
2015-06-18+414,047→ 414,047 total(indirect: See Footnotes) - Conversion
Common Stock
2015-06-18+320,389→ 734,436 total(indirect: See Footnotes) - Conversion
Common Stock
2015-06-18+19,308→ 961,699 total(indirect: See Footnotes) - Conversion
Series C Preferred Stock
2015-06-18−301,180→ 0 total(indirect: See Footnotes)→ Common Stock (320,389 underlying) - Conversion
Series E Preferred Stock
2015-06-18−18,789→ 0 total(indirect: See Footnotes)→ Common Stock (19,308 underlying)
Footnotes (13)
- [F1]348,585 outstanding shares of Series B Preferred Stock automatically converted into 414,047 shares of Common Stock, on a 1.18779522532874 -for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F10]KPCB XII owns 310,101 shares. KPCB XII Founders owns 5,926 shares. Excludes 32,558 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F11]KPCB XII owns 269,617 shares. KPCB XII Founders owns 3,433 shares. Excludes 28,130 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F12]KPCB XII owns 184,534 shares. KPCB XII Founders owns 2,350 shares. Excludes 19,253 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F13]KPCB XII owns 16,820 shares. KPCB XII Founders owns 214 shares. Excludes 1,755 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F2]The managing member of Kleiner Perkins Caufield & Byers XII, LLC ("KPCB XII") and KPCB XII Founders Fund, LLC ("KPCB XII Founders") is KPCB XII Associates, LLC ("XII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XII Associates, none of whom has veto power.
- [F3]KPCB XII owns 368,336 shares. KPCB XII Founders owns 7,039 shares. Excludes 38,672 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F4]301,180 outstanding shares of Series C Preferred Stock automatically converted into 320,389 shares of Common Stock, on a 1.06378132118451-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F5]KPCB XII owns 655,149 shares. KPCB XII Founders owns 10,691 shares. Excludes 68,596 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F6]206,137 outstanding shares of Series D Preferred Stock automatically converted into 207,955 shares of Common Stock, on a 1.008821799-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F7]KPCB XII owns 841,311 shares. KPCB XII Founders owns 13,061 shares. Excludes 88,019 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F8]18,789 outstanding shares of Series E Preferred Stock automatically converted into 19,308 shares of Common Stock, on a 1.027662672-for-one basis, immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F9]KPCB XII owns 858,597 shares. KPCB XII Founders owns 13,280 shares. Excludes 89,822 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee" for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
Documents
Issuer
Invuity, Inc.
CIK 0001393020
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001393020
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 3:38 PM ET
- Size
- 28.3 KB