Home/Filings/4/0001209191-15-055840
4//SEC Filing

Carroll Bancorp, Inc. 4

Accession 0001209191-15-055840

CIK 0001515069operating

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 1:47 PM ET

Size

11.1 KB

Accession

0001209191-15-055840

Insider Transaction Report

Form 4
Period: 2015-06-22
Grimes Russell J.
DirectorPresident / CEO
Transactions
  • Exercise of In-Money

    common stock

    2015-06-22$13.33/sh+1,898$25,30016,188 total(indirect: By IRA)
  • Exercise of In-Money

    common stock warrant (right to buy)

    2015-06-223,1640 total(indirect: By IRA)
    Exercise: $13.33From: 2014-03-26Exp: 2017-03-20common stock (1,898 underlying)
Holdings
  • common stock

    (indirect: by ESOP)
    1,295
  • common stock

    8,849
  • common stock

    (indirect: By Trust)
    6,624
  • common stock

    (indirect: By Children)
    88
  • common stock

    (indirect: By Spouse)
    1,676
Footnotes (3)
  • [F1]Exercise price and number of shares (including shares underlying the warrants) have been adjusted to reflect the issuer's 20% stock dividend paid on May 1, 2015.
  • [F2]Shares of stock allocated from the ESOP.
  • [F3]Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.

Issuer

Carroll Bancorp, Inc.

CIK 0001515069

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001515069

Filing Metadata

Form type
4
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 1:47 PM ET
Size
11.1 KB