4//SEC Filing
Seres Therapeutics, Inc. 4
Accession 0001209191-15-057225
$MCRBCIK 0001609809operating
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 6:12 PM ET
Size
11.5 KB
Accession
0001209191-15-057225
Insider Transaction Report
Form 4
NESTLE SA
10% Owner
Transactions
- Conversion
Common Stock, $0.001 par value
2015-06-26+3,611,111→ 5,555,555 total(indirect: See Footnote) - Conversion
Series D Convertible Preferred Stock
2015-06-26−3,611,111→ 0 total(indirect: See Footnote)→ Common Stock (3,611,111 underlying)
Transactions
- Conversion
Common Stock, $0.001 par value
2015-06-26+3,611,111→ 5,555,555 total(indirect: See Footnote) - Conversion
Series D Convertible Preferred Stock
2015-06-26−3,611,111→ 0 total(indirect: See Footnote)→ Common Stock (3,611,111 underlying)
NIMCO US, Inc.
10% Owner
Transactions
- Conversion
Common Stock, $0.001 par value
2015-06-26+3,611,111→ 5,555,555 total(indirect: See Footnote) - Conversion
Series D Convertible Preferred Stock
2015-06-26−3,611,111→ 0 total(indirect: See Footnote)→ Common Stock (3,611,111 underlying)
Footnotes (3)
- [F1]Held by Nestle Health Science US Holdings, Inc. Nestle Health Science US Holdings, Inc. is a wholly owned, indirect subsidiary of NIMCO US, Inc., which is a wholly ownd subsidiary of Nestle S.A., a publically traded company. Each of these entities may be deemed to share voting and investment power with respect to all shares held by Nestle Health Science US Holdings, Inc. Eahc of the filing entities disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F2]The Series D Preferred Stock converted into Common Stock on a 1-for-1 basis upon the listing of the issuer's shares on The NASDAQ Global Select Market. The Series D Preferred Stock had no expiration date.
- [F3]Not applicable.
Documents
Issuer
Seres Therapeutics, Inc.
CIK 0001609809
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001609809
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 6:12 PM ET
- Size
- 11.5 KB