Carroll Bancorp, Inc. 4
4 · Carroll Bancorp, Inc. · Filed Jul 1, 2015
Insider Transaction Report
Form 4
Gallina Michael J.
SVP, Chief Financial Officer
Transactions
- Exercise of In-Money
common stock warrant (right to buy)
2015-06-29−1,114→ 0 total(indirect: By IRA)Exercise: $13.33From: 2014-03-26Exp: 2017-03-20→ common stock (668 underlying) - Exercise of In-Money
common stock
2015-06-29$13.33/sh+668$8,904→ 5,005 total(indirect: By IRA)
Holdings
- 2,758
common stock
- 699(indirect: by ESOP)
common stock
- 3,574(indirect: By Trust)
common stock
Footnotes (3)
- [F1]Exercise price and number of shares (including shares underlying the warrants) have been adjusted to reflect the issuer's 20% stock dividend paid on May 1, 2015.
- [F2]Shares of stock allocated from the ESOP.
- [F3]Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.