Earnings Feed
Start Free
Home/Filings/5/0001209191-15-058533
5//SEC Filing

DOVER SADDLERY INC 5

Accession 0001209191-15-058533

CIK 0001071625operating
View on SEC.govCompany Profile

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 12:16 PM ET

Size

17.0 KB

Accession

0001209191-15-058533

Insider Transaction Report

Form 5
Period: 2013-12-31
DOVER SADDLERY INCDOVR
Mitchell John W
Director
Transactions
  • Award

    Non-Qualified Stock Option

    2013-11-20+3,500→ 30,940 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
Holdings

  • Non-Qualified Stock Option

    Exercise: $8.78Exp: 2016-11-16→ Common Stock (3,500 underlying)
    30,940

  • Non-Qualified Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
    30,940

  • Non-Qualified Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
    30,940

  • Non-Qualified Stock Option

    Exercise: $8.78Exp: 2016-11-16→ Common Stock (7,000 underlying)
    30,940

  • Non-Qualified Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
    30,940

  • Non-Qualified Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
    30,940

  • Non-Qualified Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
    30,940
Footnotes (16)
  • [F1]Granted on 11/17/2006 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F10]As of 12/31/2013, total 3,500 includes Non-Qualified Stock Options as granted in 2011.
  • [F11]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F12]As of 12/31/2013, total 3,500 includes Non-Qualified Stock Options as granted in 2012.
  • [F13]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F14]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F15]When exercisable price will be $4.90.
  • [F16]As of 12/31/2013, total 3,500 includes Non-Qualified Stock Options as granted in 2013.
  • [F2]As of 12/31/2013, total 10,500 includes Non-Qualified Stock Options as granted in 2006.
  • [F3]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F4]As of 12/31/2013, total 3,500 includes Non-Qualified Stock Options as granted in 2007.
  • [F5]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F6]As of 12/31/2013, total 2,940 includes Non-Qualified Stock Options as granted in 2008.
  • [F7]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F8]As of 12/31/2013, total 3,500 includes Non-Qualified Stock Options as granted in 2010.
  • [F9]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001071625

Filing Metadata

Form type
5
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 12:16 PM ET
Size
17.0 KB
View on SEC.gov