4//SEC Filing
DOVER SADDLERY INC 4
Accession 0001209191-15-058542
CIK 0001071625operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 12:22 PM ET
Size
20.7 KB
Accession
0001209191-15-058542
Insider Transaction Report
Form 4
Powers David J
Director
Transactions
- Disposition from Tender
Common Stock
2015-07-01$8.50/sh−290,835$2,472,098→ 0 total - Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 totalExercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying) - Gift
Common Stock
2015-06-30$8.50/sh−3,500$29,750→ 290,835 total - Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 totalExercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying) - Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 totalExercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying) - Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 totalExercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying) - Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 totalExercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying) - Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−2,940$24,990→ 0 totalExercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
Footnotes (7)
- [F1]This reporting person gifted 3,500 shares on 6/30/2015 to Fidelity Charitable Giving Account.
- [F2]Granted on 11/14/2007 and vested on anniversary date of grant at 20% per year for five years.
- [F3]Granted on 11/21/2008 and vested on anniversary date of grant at 20% per year for five years.
- [F4]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
- [F5]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
- [F6]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
- [F7]Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Vesting has been accelerated.
Documents
Issuer
DOVER SADDLERY INC
CIK 0001071625
Entity typeoperating
Related Parties
1- filerCIK 0001071625
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 12:22 PM ET
- Size
- 20.7 KB