DOVER SADDLERY INC 4

4 · DOVER SADDLERY INC · Filed Jul 2, 2015

Form 4

Period: 2015-07-01

Director

Transactions

Disposition from Tender
Common Stock
2015-07-01$8.50/sh−290,835$2,472,098→ 0 total
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
Gift
Common Stock
2015-06-30$8.50/sh−3,500$29,750→ 290,835 total
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−2,940$24,990→ 0 total
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)

Footnotes (7)

[F1]This reporting person gifted 3,500 shares on 6/30/2015 to Fidelity Charitable Giving Account.
[F2]Granted on 11/14/2007 and vested on anniversary date of grant at 20% per year for five years.
[F3]Granted on 11/21/2008 and vested on anniversary date of grant at 20% per year for five years.
[F4]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F5]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F6]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F7]Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Vesting has been accelerated.

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