DOVER SADDLERY INC 4

4 · DOVER SADDLERY INC · Filed Jul 2, 2015

Form 4

Period: 2015-07-01

Director

Transactions

Disposition from Tender
Common Stock
2015-07-01$8.50/sh−500$4,250→ 0 total
Disposition from Tender
Common Stock
2015-07-01$8.50/sh−1,000$8,500→ 0 total
Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 total
Exercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying)
Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 total
Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−10,500$89,250→ 0 total
Exercise: $2.01Exp: 2019-11-16→ Common Stock (10,500 underlying)
Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−40,000$340,000→ 0 total
Exercise: $3.10Exp: 2020-11-16→ Common Stock (40,000 underlying)
Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 total
Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)

Footnotes (6)

[F1]The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc. the record owner of 500 shares of common stock.
[F2]Granted on 11/17/2009 and vested on anniversary date of grant at 20% per year for five years.
[F3]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F4]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F5]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F6]Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.

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