4//SEC Filing
DOVER SADDLERY INC 4
Accession 0001209191-15-058547
CIK 0001071625operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 12:25 PM ET
Size
18.5 KB
Accession
0001209191-15-058547
Insider Transaction Report
Form 4
PEARCE DAVID R
Director
Transactions
- Disposition from Tender
Common Stock
2015-07-01$8.50/sh−500$4,250→ 0 total - Disposition from Tender
Common Stock
2015-07-01$8.50/sh−1,000$8,500→ 0 total - Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 totalExercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying) - Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 totalExercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying) - Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−10,500$89,250→ 0 totalExercise: $2.01Exp: 2019-11-16→ Common Stock (10,500 underlying) - Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−40,000$340,000→ 0 totalExercise: $3.10Exp: 2020-11-16→ Common Stock (40,000 underlying) - Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 totalExercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
Footnotes (6)
- [F1]The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc. the record owner of 500 shares of common stock.
- [F2]Granted on 11/17/2009 and vested on anniversary date of grant at 20% per year for five years.
- [F3]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
- [F4]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
- [F5]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
- [F6]Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
Documents
Issuer
DOVER SADDLERY INC
CIK 0001071625
Entity typeoperating
Related Parties
1- filerCIK 0001071625
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 12:25 PM ET
- Size
- 18.5 KB