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4//SEC Filing

DOVER SADDLERY INC 4

Accession 0001209191-15-058549

CIK 0001071625operating
View on SEC.govCompany Profile

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 12:27 PM ET

Size

33.4 KB

Accession

0001209191-15-058549

Insider Transaction Report

Form 4
Period: 2015-07-01
DOVER SADDLERY INCDOVR
Grylls Jonathan AR
DirectorCOO, VP & Secretary
Transactions
  • Disposition from Tender

    Incentive Stock Option

    2015-07-01$8.50/sh−15,725$133,663→ 0 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying)
  • Disposition from Tender

    Non-Qualified Stock Option

    2015-07-01$8.50/sh−3,500$29,750→ 0 total
    Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
  • Disposition from Tender

    Incentive Stock Option

    2015-07-01$8.50/sh−15,725$133,663→ 0 total
    Exercise: $3.10Exp: 2020-11-16→ Common Stock (15,725 underlying)
  • Disposition from Tender

    Incentive Stock Option

    2015-07-01$8.50/sh−15,725$133,663→ 0 total
    Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
  • Disposition from Tender

    Non-Qualified Stock Option

    2015-07-01$8.50/sh−3,500$29,750→ 0 total
    Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
  • Disposition from Tender

    Non-Qualified Stock Option

    2015-07-01$8.50/sh−2,940$24,990→ 0 total
    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
  • Disposition from Tender

    Non-Qualified Stock Option

    2015-07-01$8.50/sh−3,500$29,750→ 0 total
    Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
  • Disposition from Tender

    Incentive Stock Option

    2015-07-01$8.50/sh−15,725$133,663→ 0 total
    Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
  • Disposition from Tender

    Non-Qualified Stock Option

    2015-07-01$8.50/sh−3,500$29,750→ 0 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
  • Disposition from Tender

    Common Stock

    2015-07-01$8.50/sh−179,000$1,521,500→ 0 total
  • Disposition from Tender

    Incentive Stock Option

    2015-07-01$8.50/sh−15,725$133,663→ 0 total
    Exercise: $4.50Exp: 2017-11-13→ Common Stock (15,725 underlying)
  • Disposition from Tender

    Non-Qualified Stock Option

    2015-07-01$8.50/sh−3,500$29,750→ 0 total
    Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
  • Disposition from Tender

    Incentive Stock Option

    2015-07-01$8.50/sh−13,220$112,370→ 0 total
    Exercise: $1.24Exp: 2018-11-20→ Common Stock (13,220 underlying)
Footnotes (8)
  • [F1]This figure includes 54,735 shares of the issuer's Common Stock (the "Shares") transferred by the reporting person to The Jonathan Andrew Richard Grylls Living Trust u/d/t dated September 27, 2006 (the "Trust"), of which the reporting person is one of the Trustees. The reporting person continues to have a pecuniary interest in the Trust, as the beneficiary of the Trust, has investment control over the Shares; and as the settlor of the Trust, has the right to revoke the Trust without the consent of another person.
  • [F2]In connection with the transaction process, and after notice to the Company, Mr. Grylls terminated his 10b5-1 Plan covering the shares on or about April 13, 2015.
  • [F3]Granted on 11/14/2007 and vested on anniversary date of grant at 20% per year for five years.
  • [F4]Granted on 11/21/2008 and vested on anniversary date of grant at 20% per year for five years.
  • [F5]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
  • [F6]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
  • [F7]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
  • [F8]Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001071625

Filing Metadata

Form type
4
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 12:27 PM ET
Size
33.4 KB
View on SEC.gov