DOVER SADDLERY INC 4

Accession 0001209191-15-058551

CIK 0001071625operating

View on SEC.gov Company Profile

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 12:28 PM ET

Size

28.0 KB

Accession

0001209191-15-058551

Insider Transaction Report

Form 4

Period: 2015-07-01

DOVER SADDLERY INCDOVR

Day Stephen L

DirectorCEO, President & Treasurer10% Owner

Transactions

Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 total
Exercise: $3.41Exp: 2015-11-16→ Common Stock (15,725 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
Disposition from Tender
Common Stock
2015-07-01$8.50/sh−614,744$5,225,324→ 0 total
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−2,940$24,990→ 0 total
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 total
Exercise: $3.65Exp: 2016-11-27→ Common Stock (15,725 underlying)
Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 total
Exercise: $5.39Exp: 2018-11-19→ Common Stock (15,725 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
Disposition from Tender
Incentive Stock Option
2015-07-01$8.50/sh−15,725$133,663→ 0 total
Exercise: $3.95Exp: 2017-11-15→ Common Stock (15,725 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
Disposition from Tender
Non-Qualified Stock Option
2015-07-01$8.50/sh−3,500$29,750→ 0 total
Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)

Footnotes (6)

[F1]Granted on 11/14/2007 and vested on anniversary date of grant at 20% per year for five years.
[F2]Granted on 11/21/2008 and vested on anniversary date of grant at 20% per year for five years.
[F3]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F4]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F5]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
[F6]Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

DOVER SADDLERY INC

CIK 0001071625

→

Entity typeoperating

Related Parties

filerCIK 0001071625

Filing Metadata

Form type: 4
Filed: Jul 1, 8:00 PM ET
Accepted: Jul 2, 12:28 PM ET
Size: 28.0 KB

View on SEC.gov