4//SEC Filing
Dresser-Rand Group Inc. 4
Accession 0001209191-15-059014
CIK 0001316656operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:18 PM ET
Size
24.7 KB
Accession
0001209191-15-059014
Insider Transaction Report
Form 4
Mozzato Luciano
Exec. VP, Prod. Services WW
Transactions
- Disposition to Issuer
Common Stock
2015-06-30$85.20/sh−944$80,429→ 0 total - Disposition to Issuer
Common Stock
2015-06-30$85.20/sh−3,578$304,846→ 0 total - Disposition to Issuer
Employee Stock Option
2015-06-30−4,938→ 0 totalExercise: $52.40Exp: 2022-02-15→ Common Stock (4,938 underlying) - Disposition to Issuer
Employee Stock Option
2015-06-30−5,479→ 0 totalExercise: $62.19Exp: 2023-02-15→ Common Stock (5,479 underlying) - Disposition to Issuer
Employee Stock Option
2015-06-30−9,127→ 0 totalExercise: $58.70Exp: 2024-02-15→ Common Stock (9,127 underlying) - Award
Common Stock
2015-06-30+944→ 944 total - Disposition to Issuer
Restricted Stock Units
2015-06-30$85.20/sh−9,841$838,453→ 0 totalExercise: $0.00Exp: 2018-02-15→ Common Stock (9,841 underlying) - Disposition to Issuer
Employee Stock Option
2015-06-30−5,145→ 0 totalExercise: $46.99Exp: 2021-02-15→ Common Stock (5,145 underlying) - Disposition to Issuer
Common Stock
2015-06-30$85.20/sh−19,853$1,691,476→ 0 total - Award
Common Stock
2015-06-30+3,578→ 3,578 total
Footnotes (7)
- [F1]Each share was disposed of pursuant to the Agreement and Plan of Merger by and among Siemens Energy, Inc. and the Company for $85.20 in cash.
- [F2]Performance-based restricted stock units held under the Dresser-Rand Group 2008 Stock Incentive Plan ("2008 Plan"). Each restricted stock unit became fully vested and was converted into the right to receive a cash payment of $85.20, in each case, pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company
- [F3]Restricted stock units held under the 2008 Plan. Each restricted stock unit became fully vested and was converted into the right to receive a cash payment of $85.20 pursuant to the the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
- [F4]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2012. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
- [F5]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2013. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
- [F6]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2014.The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
- [F7]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2015. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
Documents
Issuer
Dresser-Rand Group Inc.
CIK 0001316656
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001316656
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:18 PM ET
- Size
- 24.7 KB