Dresser-Rand Group Inc. 4

Accession 0001209191-15-059050

CIK 0001316656operating

View on SEC.gov Company Profile

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 5:37 PM ET

Size

30.0 KB

Accession

0001209191-15-059050

Insider Transaction Report

Form 4

Period: 2015-06-30

Dresser-Rand Group Inc.DRC

Walker Jerome T.

VP and Gen. Manager, NAO-APO

Transactions

Disposition to Issuer
Employee Stock Option
2015-06-30−12,287→ 0 total
Exercise: $62.19Exp: 2023-02-15→ Common Stock (12,287 underlying)
Disposition to Issuer
Common Stock
2015-06-30$85.20/sh−36,275$3,090,630→ 0 total
Award
Common Stock
2015-06-30+2,118→ 2,118 total
Disposition to Issuer
Employee Stock Option
2015-06-30−9,804→ 0 total
Exercise: $30.71Exp: 2020-02-15→ Common Stock (9,804 underlying)
Disposition to Issuer
Employee Stock Option
2015-06-30−19,269→ 0 total
Exercise: $58.70Exp: 2024-02-15→ Common Stock (19,269 underlying)
Disposition to Issuer
Common Stock
2015-06-30$85.20/sh−2,118$180,454→ 0 total
Award
Common Stock
2015-06-30+7,556→ 7,556 total
Disposition to Issuer
Common Stock
2015-06-30$85.20/sh−7,556$643,771→ 0 total
Disposition to Issuer
Employee Stock Option
2015-06-30−29,697→ 0 total
Exercise: $17.34Exp: 2018-11-17→ Common Stock (29,697 underlying)
Disposition to Issuer
Employee Stock Option
2015-06-30−6,888→ 0 total
Exercise: $46.99Exp: 2021-02-15→ Common Stock (6,888 underlying)
Disposition to Issuer
Employee Stock Option
2015-06-30−9,877→ 0 total
Exercise: $52.40Exp: 2022-02-15→ Common Stock (9,877 underlying)
Disposition to Issuer
Restricted Stock Units
2015-06-30$85.20/sh−17,604$1,499,861→ 0 total
Exercise: $0.00Exp: 2018-02-15→ Common Stock (17,604 underlying)

Footnotes (9)

[F1]Each share was disposed of pursuant to the Agreement and Plan of Merger by and among Siemens Energy, Inc. and the Company for $85.20 in cash.
[F2]Performance-based restricted stock units held under the Dresser-Rand Group 2008 Stock Incentive Plan ("2008 Plan"). Each restricted stock unit became fully vested and was converted into the right to receive a cash payment of $85.20, in each case, pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company
[F3]Restricted stock units held under the 2008 Plan. Each restricted stock unit became fully vested and was converted into the right to receive a cash payment of $85.20 pursuant to the the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
[F4]Option granted under the Dresser-Rand Group 2005 Stock Incentive Plan, exercisable in three equal annual installments beginning on November 17, 2009. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
[F5]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2011. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
[F6]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2012. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
[F7]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2013.The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
[F8]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2014. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
[F9]Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2015. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Dresser-Rand Group Inc.

CIK 0001316656

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001316656

Filing Metadata

Form type: 4
Filed: Jul 1, 8:00 PM ET
Accepted: Jul 2, 5:37 PM ET
Size: 30.0 KB

View on SEC.gov