$HTGC·4

HERCULES TECHNOLOGY GROWTH CAPITAL INC · Jul 9, 5:00 PM ET

HERCULES TECHNOLOGY GROWTH CAPITAL INC 4

4 · HERCULES TECHNOLOGY GROWTH CAPITAL INC · Filed Jul 9, 2015

Insider Transaction Report

Form 4
Period: 2015-07-07
Transactions
  • Award

    Stock Option (right to buy)

    2015-07-07+15,00025,000 total
    Exercise: $11.44Exp: 2025-07-07Common Stock $0.001 (15,000 underlying)
  • Award

    Common Stock

    2015-07-07$11.44/sh+5,000$57,200232,116 total
Footnotes (3)
  • [F1]Restricted shares issued as an automatic grant upon re-election to the board of directors pursuant to the Amended and Restated Non-Employee Director Plan and are subject to forfeiture restrictions of one-third vests on 07/07/2016, one-third vests on 07/07/2017 and the remaining one-third vests on 07/07/2018.
  • [F2]Stock option granted as an automatic grant upon re-election to the board of directors pursuant to the Amended and Restated Non-Employee Director Plan
  • [F3]Stock option vests as to one-third of the underlying shares on 07/07/2016, one-third on 07/07/2017 and the remaining one-third vests on 07/07/2018.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION