4//SEC Filing
ENERGIZER HOLDINGS, INC. 4
Accession 0001209191-15-060446
$ENRCIK 0001632790operating
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 4:17 PM ET
Size
20.0 KB
Accession
0001209191-15-060446
Insider Transaction Report
Form 4
Hamm Brian K
EXECUTIVE VP, CFO
Transactions
- Award
Restricted Stock Equivalent 11/13/2014 TB
2015-07-08+10,216→ 10,216 totalExercise: $0.00→ Common Stock (10,216 underlying) - Award
Restricted Stock Equivalent 12/10/2012 TB
2015-07-08+7,438→ 7,438 totalExercise: $0.00→ Common Stock (7,438 underlying) - Award
Restricted Stock Equivalent 12/10/2012 PB
2015-07-08+17,350→ 17,350 totalExercise: $0.00→ Common Stock (17,350 underlying) - Award
Restricted Stock Equivalent 11/06/2013 TB
2015-07-08+9,691→ 9,691 totalExercise: $0.00→ Common Stock (9,691 underlying) - Award
Restricted Stock Equivalent 11/06/2013 TB
2015-07-08+3,231→ 3,231 totalExercise: $0.00→ Common Stock (3,231 underlying) - Award
Restricted Stock Equivalent 07/08/2015 TB
2015-07-08+73,345→ 73,345 totalExercise: $0.00→ Common Stock (73,345 underlying)
Holdings
- 3,122
Common Stock
Footnotes (8)
- [F1]Pursuant to the Employee Matters Agreement, by and between Edgewell Personal Care Company ("Edgewell") and Energizer Holdings, Inc. ("Energizer"), dated as of June 25, 2015, to reflect the separation of Energizer from Edgewell by means of a pro rata distribution of 100% of the outstanding shares of Energizer common stock to Edgewell stockholders of record on June 16, 2015 (the "Separation"), each outstanding restricted stock equivalent award ("RSE") owned by the Reporting Person was ad-justed on July 8, 2015 to maintain the intrinsic value of the award.
- [F2]RSE will vest and convert into shares of Energizer Common Stock on 11/13/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.
- [F3]RSE will vest and convert into shares of Energizer Common Stock on 11/06/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.
- [F4]RSE will vest and convert into shares of Energizer Common Stock on 11/05/2015 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.
- [F5]Each of the Reporting Person's performance-based RSEs ("PSE") that would otherwise have vested in November 2016 contingent on the achievement of certain performance-based criteria was converted into a time-based vesting award in connection with the Separation and will vest and convert into shares of Energizer Common Stock in November 2016.
- [F6]RSE will vest and convert into shares of Energizer Common Stock on the date that Energizer releases its earnings report for the fiscal year ending on September 30, 2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.
- [F7]PSE will vest and convert into shares of Energizer Common Stock in November 2015, subject to the achievement of applicable performance criteria, as long as the Reporting Person is still employed with Energizer. All PSEs will also vest and convert upon the Reporting Person's death. In the event of a change in control, some or all of the equivalents will also vest. All equivalents that do not vest will be forfeited.
- [F8]One-fifth of the RSE granted will vest and convert into shares of Energizer Common Stock on each of 07/08/2016, 07/08/2017, 07/08/2018, 07/08/2019 and 07/08/2020 if Reporting Person is employed on said dates or all or a portion may vest upon death, disability, change of control or certain termination events.
Documents
Issuer
ENERGIZER HOLDINGS, INC.
CIK 0001632790
Entity typeoperating
IncorporatedMO
Related Parties
1- filerCIK 0001632790
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 4:17 PM ET
- Size
- 20.0 KB