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4//SEC Filing

HARVEST NATURAL RESOURCES, INC. 4

Accession 0001209191-15-061499

CIK 0000845289operating
View on SEC.govCompany Profile

Filed

Jul 16, 8:00 PM ET

Accepted

Jul 17, 4:20 PM ET

Size

12.9 KB

Accession

0001209191-15-061499

Insider Transaction Report

Form 4
Period: 2015-05-17
HARVEST NATURAL RESOURCES, INC.HNR
NESSELRODE KARL L
VP Engineering & Business Dev
Transactions
  • Disposition to Issuer

    Common Stock, $.01 par value per share

    2015-05-17$1.44/sh−21,000$30,240→ 66,168 total
  • Exercise/Conversion

    Common Stock, $.01 par value per share

    2015-05-17+21,000→ 87,168 total
  • Exercise/Conversion

    Phantom Stock

    2015-05-17−21,000→ 426,734 total
    From: 2015-05-17Exp: 2015-05-17→ Common Stock, $0.1 par value per share (21,000 underlying)
Holdings

  • Stock Appreciation Right

    → Common Stock, $0.1 par value per share
    365,734

  • Stock Options

    → Common Stock, $0.1 par value per share
    269,734
Footnotes (8)
  • [F1]Due to a clerical error, this filing reflects the inadvertent omission to report Phantom Stock vested on May 17, 2015.
  • [F2]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash on June 26, 2015. Although reflected in Table I, no common stock was actually acquired or disposed of.
  • [F3]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
  • [F4]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F5]The following options expired by their own terms: 20,000 on 3/4/2015, 40,000 on 5/15/2015 and 29,900 on 5/20/2015.
  • [F6]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F7]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  • [F8]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.

Documents

1 file

Issuer

HARVEST NATURAL RESOURCES, INC.

CIK 0000845289

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000845289

Filing Metadata

Form type
4
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 4:20 PM ET
Size
12.9 KB
View on SEC.gov