4//SEC Filing
OOMA INC 4
Accession 0001209191-15-062092
$OOMACIK 0001327688operating
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 7:54 PM ET
Size
53.9 KB
Accession
0001209191-15-062092
Insider Transaction Report
Form 4
OOMA INCOOMA
WORLDVIEW STRATEGIC PARTNERS IV LP
10% Owner
Transactions
- Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying) - Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying)
Transactions
- Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying) - Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying) - Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying)
WORLDVIEW TECHNOLOGY PARTNERS IV LP
10% Owner
Transactions
- Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying)
Worldview Equity I, L.L.C.
10% Owner
Transactions
- Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying) - Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying)
Worldview Capital IV, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying)
Orsak Michael
10% Owner
Transactions
- Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying) - Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.)
WEI JAMES
Director10% Owner
Transactions
- Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying) - Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying) - Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying)
Tanaka Susumu
10% Owner
Transactions
- Conversion
Common Stock
2015-07-22+37,574→ 38,480 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+1,313→ 42,316 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+827,294→ 847,294 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+55,550→ 902,844 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+341,927→ 5,557,303 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−37,574→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (37,574 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−2,523→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (2,523 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−604→ 0 total(indirect: By Worldview Strategic Partners IV, L.P.)→ Common Stock (1,313 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−827,294→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (827,294 underlying) - Conversion
Common Stock
2015-07-22+2,523→ 41,003 total(indirect: By Worldview Strategic Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+28,935→ 931,779 total(indirect: By Worldview Technology International IV, L.P.) - Conversion
Common Stock
2015-07-22+5,092,260→ 5,215,376 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Common Stock
2015-07-22+178,112→ 5,735,415 total(indirect: By Worldview Technology Partners IV, L.P.) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−55,550→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (55,550 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−13,306→ 0 total(indirect: By Worldview Technology International IV, L.P.)→ Common Stock (28,935 underlying) - Conversion
Series Alpha Convertible Preferred Stock
2015-07-22−5,092,260→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (5,092,260 underlying) - Conversion
Series Alpha-1 Convertible Preferred Stock
2015-07-22−341,927→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (341,927 underlying) - Conversion
Series Beta Convertible Preferred Stock
2015-07-22−81,904→ 0 total(indirect: By Worldview Technology Partners IV, L.P.)→ Common Stock (178,112 underlying)
Footnotes (6)
- [F1]Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.
- [F2]Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.
- [F4]The Series Alpha Convertible Preferred Stock converted into the issuer's common stock on a one-for-one basis upon the closing of the issuer's initial public offering. The Series Alpha Convertible Stock had no expiration date.
- [F5]The Series Alpha-1 Convertible Preferred Stock converted into the issuer's common stock on a one-for-one basis upon the closing of the issuer's initial public offering. The Series Alpha-1 Convertible Preferred Stock had no expiration date.
- [F6]Each share of Series Beta convertible preferred stock converted into that number of the issuer's common stock equal to the ratio of $21.2028 divided by $9.75 upon the closing of the issuer's initial public offering. The Series Beta Convertible Stock had no expiration date.
Documents
Issuer
OOMA INC
CIK 0001327688
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001327688
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 7:54 PM ET
- Size
- 53.9 KB