4//SEC Filing
Catamaran Corp 4
Accession 0001209191-15-062275
CIK 0001363851operating
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 6:34 PM ET
Size
33.2 KB
Accession
0001209191-15-062275
Insider Transaction Report
Form 4
Catamaran CorpCTRX
Romza John
Chief Tech Officer & EVP
Transactions
- Disposition to Issuer
Stock option (nonqualified)
2015-07-23−2,517→ 0 totalExercise: $49.65Exp: 2022-03-04→ Common share (2,517 underlying) - Disposition to Issuer
Stock option (nonqualified)
2015-07-23−58,000→ 0 totalExercise: $6.38Exp: 2016-06-04→ Common share (58,000 underlying) - Disposition to Issuer
Stock option (nonqualified)
2015-07-23−21,120→ 0 totalExercise: $15.13Exp: 2017-03-10→ Common share (21,120 underlying) - Disposition to Issuer
Stock option (nonqualified)
2015-07-23−16,000→ 0 totalExercise: $25.11Exp: 2018-03-09→ Common share (16,000 underlying) - Disposition to Issuer
Restricted stock unit
2015-07-23−1,500→ 0 totalExercise: $0.00→ Common share (1,500 underlying) - Disposition to Issuer
Stock option (nonqualified)
2015-07-23−8,480→ 0 totalExercise: $56.25Exp: 2020-03-06→ Common share (8,480 underlying) - Disposition to Issuer
Stock option (nonqualified)
2015-07-23−7,624→ 0 totalExercise: $44.70Exp: 2021-03-05→ Common share (7,624 underlying) - Disposition to Issuer
Restricted stock unit
2015-07-23−8,476→ 0 totalExercise: $0.00→ Common share (1,696 underlying) - Disposition to Issuer
Restricted stock unit
2015-07-23−12,451→ 0 totalExercise: $0.00→ Common share (2,289 underlying) - Disposition to Issuer
Restricted stock unit
2015-07-23−832→ 0 totalExercise: $0.00→ Common share (832 underlying) - Disposition to Issuer
Common share
2015-07-23$61.50/sh−196,603$12,091,085→ 0 total - Disposition to Issuer
Stock option (nonqualified)
2015-07-23−16,000→ 0 totalExercise: $35.25Exp: 2019-03-06→ Common share (16,000 underlying) - Disposition to Issuer
Restricted stock unit
2015-07-23−3,691→ 0 totalExercise: $0.00→ Common share (1,007 underlying)
Footnotes (5)
- [F1]Disposed of pursuant to the terms of the arrangement agreement, dated March 29, 2015, among issuer, UnitedHealth Group Incorporated and 1031387 B.C. Unlimited Liability Company in exchange for a cash payment of $61.50 per share (the "arrangement consideration").
- [F2]These stock options vested in full upon consummation of the arrangement and, upon vesting, were converted into the right to receive an amount in cash equal to the product of (i) the number of common shares subject to such stock option multiplied by (ii) the excess, if any, of (A) the arrangement consideration over (B) the exercise price per common share of such stock option (less any withholding taxes).
- [F3]Pursuant to the terms of the arrangement agreement, these restricted stock units vested in full upon consummation of the arrangement (with performance-based restricted stock units vesting at 200% of the target level applicable to such performance-based restricted stock unit) and, upon vesting, were converted into the right to receive the arrangement consideration (less any withholding taxes) for each common share subject to such restricted stock unit.
- [F4]Pursuant to the terms of the arrangement agreement, these stock options were converted into an option to purchase equity in UnitedHealth Group Incorporated based on a formula designed to preserve the intrinsic value of the stock options immediately prior to such conversion and remain subject to the same vesting terms as were applicable immediately prior to such conversion.
- [F5]Pursuant to the terms of the arrangement agreement, these restricted stock units were converted into restricted stock units in UnitedHealth Group Incorporated based on a formula designed to preserve the intrinsic value of the restricted stock units immediately prior to such conversion and remain subject to the same vesting terms as were applicable immediately prior to such conversion (except that the performance level for the performance-based restricted stock units granted in 2014 was deemed achieved at 166.67% of the target level and the performance level of the performance-based restricted stock units granted in 2015 was deemed achieved at 133.33% of the target level).
Documents
Issuer
Catamaran Corp
CIK 0001363851
Entity typeoperating
Related Parties
1- filerCIK 0001363851
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 6:34 PM ET
- Size
- 33.2 KB