ZHONE TECHNOLOGIES INC 4
4 · ZHONE TECHNOLOGIES INC · Filed Aug 5, 2015
Insider Transaction Report
Form 4
EJABAT MORTEZA
DirectorCEO & President
Transactions
- Exercise/Conversion
Employee Stock Option
2015-08-04−36,600→ 1,402,650 totalExercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (36,600 underlying) - Disposition to Issuer
Common Stock
2015-08-04$1.88/sh−36,600$68,910→ 482,812 total - Exercise/Conversion
Common Stock
2015-08-04$1.65/sh+36,600$60,390→ 519,412 total
Holdings
- 14,100(indirect: By Trust)
Common Stock
- 781,674(indirect: See Note 3)
Common Stock
- 14,100(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.86 to $1.91 per share. Mr. Ejabat has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- [F2]These options to purchase shares of the Company's common stock were granted at $1.65 on September 2, 2008.
- [F3]Held by Mr. Ejabat as Trustee of the Morteza Ejabat Trust Under Declaration of Trust Dated May 19, 1998.
- [F4]These options to purchase shares of the Company's common stock were exercisable as of September 2, 2012.
- [F5]These constitute options to purchase shares of the Company's common stock.