4//SEC Filing
WisdomTree Investments, Inc. 4
Accession 0001209191-15-064355
$WTCIK 0000880631operating
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:07 PM ET
Size
9.7 KB
Accession
0001209191-15-064355
Insider Transaction Report
Form 4
Siracusano Luciano III
Chief Investment Strategist
Transactions
- Sale
Common Stock
2015-08-04$25.85/sh−40,000$1,034,000→ 356,320 total - Exercise/Conversion
Common Stock
2015-08-04$0.70/sh+40,000$28,000→ 396,320 total - Exercise/Conversion
Stock Option (right to buy)
2015-08-04−40,000→ 35,000 totalExercise: $0.70Exp: 2019-01-25→ Common Stock (40,000 underlying)
Footnotes (3)
- [F1]Includes restricted stock awards which vest as to (i) 24,611 shares on January 14, 2016, (ii) 21,073 shares on January 22, 2016, (iii) 14,219 shares on each of January 28, 2016 and 2017, (iv) 24,613 shares on January 14, 2017 and (v) 14,224 shares on January 28, 2018.
- [F2]The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $25.7342 to $26.11, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
- [F3]Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.
Documents
Issuer
WisdomTree Investments, Inc.
CIK 0000880631
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000880631
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 4:07 PM ET
- Size
- 9.7 KB