ZHONE TECHNOLOGIES INC 4
4 · ZHONE TECHNOLOGIES INC · Filed Aug 7, 2015
Insider Transaction Report
Form 4
EJABAT MORTEZA
DirectorCEO & President
Transactions
- Exercise/Conversion
Common Stock
2015-08-06$1.65/sh+24,024$39,640→ 506,836 total - Disposition to Issuer
Common Stock
2015-08-05$1.86/sh−14,520$27,078→ 482,812 total - Exercise/Conversion
Common Stock
2015-08-05$1.65/sh+14,520$23,958→ 497,332 total - Exercise/Conversion
Employee Stock Option
2015-08-07−6,746→ 1,357,360 totalExercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (6,746 underlying) - Exercise/Conversion
Employee Stock Option
2015-08-06−24,024→ 1,364,106 totalExercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (24,024 underlying) - Exercise/Conversion
Employee Stock Option
2015-08-05−14,520→ 1,388,130 totalExercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (14,520 underlying) - Disposition to Issuer
Commons Stock
2015-08-07$1.75/sh−6,746$11,806→ 482,812 total - Exercise/Conversion
Common Stock
2015-08-07$1.65/sh+6,746$11,131→ 489,558 total - Disposition to Issuer
Common Stock
2015-08-06$1.80/sh−24,024$43,298→ 482,812 total
Holdings
- 14,100(indirect: By Trust)
Common Stock
- 14,100(indirect: By Trust)
Common Stock
- 781,674(indirect: See Note 2)
Common Stock
Footnotes (3)
- [F1]The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.75 to $1.92 per share. Mr. Ejabat has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- [F2]Held by Mr. Ejabat as Trustee of the Morteza Ejabat Trust Under Declaration of Trust Dated May 19, 1998.
- [F3]These constitute options to purchase shares of the Company's common stock.