ZHONE TECHNOLOGIES INC 4

4 · ZHONE TECHNOLOGIES INC · Filed Aug 12, 2015

Form 4

Period: 2015-08-10

DirectorCEO & President

Transactions

Disposition to Issuer
Common Stock
2015-08-10$1.77/sh−26,350$46,745→ 482,812 total
Exercise/Conversion
Common Stock
2015-08-10$1.65/sh+26,350$43,478→ 509,162 total
Exercise/Conversion
Common Stock
2015-08-11$1.65/sh+4,100$6,765→ 486,912 total
Disposition to Issuer
Commons Stock
2015-08-11$1.75/sh−4,100$7,175→ 482,812 total
Exercise/Conversion
Employee Stock Option
2015-08-11−4,100→ 1,326,910 total
Exercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (4,100 underlying)
Exercise/Conversion
Employee Stock Option
2015-08-10−26,350→ 1,331,010 total
Exercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (26,350 underlying)

Holdings

Footnotes (3)

[F1]The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.75 to $1.82 per share. Mr. Ejabat has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
[F2]Held by Mr. Ejabat as Trustee of the Morteza Ejabat Trust Under Declaration of Trust Dated May 19, 1998.
[F3]These constitute options to purchase shares of the Company's common stock.

Documents

1 file