4//SEC Filing
ZHONE TECHNOLOGIES INC 4
Accession 0001209191-15-065462
CIK 0001101680operating
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 11:34 AM ET
Size
16.3 KB
Accession
0001209191-15-065462
Insider Transaction Report
Form 4
EJABAT MORTEZA
DirectorCEO & President
Transactions
- Disposition to Issuer
Common Stock
2015-08-10$1.77/sh−26,350$46,745→ 482,812 total - Exercise/Conversion
Common Stock
2015-08-10$1.65/sh+26,350$43,478→ 509,162 total - Exercise/Conversion
Common Stock
2015-08-11$1.65/sh+4,100$6,765→ 486,912 total - Disposition to Issuer
Commons Stock
2015-08-11$1.75/sh−4,100$7,175→ 482,812 total - Exercise/Conversion
Employee Stock Option
2015-08-11−4,100→ 1,326,910 totalExercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (4,100 underlying) - Exercise/Conversion
Employee Stock Option
2015-08-10−26,350→ 1,331,010 totalExercise: $1.65From: 2012-09-02Exp: 2015-09-02→ Common Stock (26,350 underlying)
Holdings
- 14,100(indirect: By Trust)
Common Stock
- 14,100(indirect: By Trust)
Common Stock
- 781,674(indirect: See Note 2)
Common Stock
Footnotes (3)
- [F1]The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.75 to $1.82 per share. Mr. Ejabat has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- [F2]Held by Mr. Ejabat as Trustee of the Morteza Ejabat Trust Under Declaration of Trust Dated May 19, 1998.
- [F3]These constitute options to purchase shares of the Company's common stock.
Documents
Issuer
ZHONE TECHNOLOGIES INC
CIK 0001101680
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001101680
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 11:34 AM ET
- Size
- 16.3 KB