Amplify Snack Brands, INC 4
4 · Amplify Snack Brands, INC · Filed Aug 12, 2015
Insider Transaction Report
Form 4
Barber Paul V
Director
Transactions
- Sale
Common Stock
2015-08-10$18.00/sh−20,660$371,880→ 73,184 total(indirect: See Footnote) - Award
Common Stock
2015-08-10+93,844→ 93,844 total(indirect: See Footnote)
Footnotes (3)
- [F1]These shares were indirectly distributed to the Reporting Person in connection with the liquidation of TA Topco 1, LLC pursuant to the distribution provisions of its limited liability company agreement based on the value implied by the price of the shares of common stock sold in Issuer's initial public offering. This transaction was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16b-3, 16a-13 and 16a-9 promulgated thereunder.
- [F2]The Reporting Person may be deemed to have an indirect pecuniary interest as a partner of TA Investors IV L.P. in 1,094,296 shares of Common Stock. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of 93,844 shares of Common Stock as to which he holds a pecuniary interest.
- [F3]The Reporting Person may be deemed to have an indirect pecuniary interest as a partner of TA Investors IV L.P. in 853,381 shares of Common Stock. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of 73,184 shares of Common Stock as to which he holds a pecuniary interest.