HARMONIC INC 4

4 · HARMONIC INC · Filed Aug 18, 2015

Form 4

Period: 2015-08-15

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2015-08-15+6,875→ 19,971 total
Tax Payment
Common Stock
2015-08-15$5.84/sh−2,583$15,085→ 17,388 total
Exercise/Conversion
Common Stock
2015-08-15+7,000→ 24,388 total
Tax Payment
Common Stock
2015-08-15$5.84/sh−2,630$15,359→ 21,758 total
Exercise/Conversion
Restricted Stock Units
2015-08-15−6,875→ 6,875 total
Exercise: $0.00From: 2013-02-15Exp: 2016-02-15→ Common Stock (6,875 underlying)
Exercise/Conversion
Restricted Stock Units
2015-08-15−7,000→ 7,000 total
Exercise: $0.00From: 2015-02-15Exp: 2016-02-15→ Common Stock (7,000 underlying)

Footnotes (3)

[F1]These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2015. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012.
[F2]Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
[F3]These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2015. These restricted stock units were initially granted to the recipient on 3/14/2014, and were identified on a Form 4 filed 3/18/2014.

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