Home/Filings/4/0001209191-15-070385
4//SEC Filing

BANK MUTUAL CORP 4

Accession 0001209191-15-070385

CIK 0001123270operating

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 6:20 PM ET

Size

12.8 KB

Accession

0001209191-15-070385

Insider Transaction Report

Form 4
Period: 2014-01-21
ANDEREGG P TERRY
Senior Vice President
Transactions
  • Discretionary Transaction

    Common Stock

    2015-09-01$6.99/sh14,303$100,00165,071 total(indirect: By 401(k))
Holdings
  • Common Stock

    67,714
  • Common Stock

    (indirect: By IRA)
    23,343
  • Options to buy

    Exercise: $7.17Exp: 2024-01-21Common Stock (10,000 underlying)
    10,000
  • Options to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (15,000 underlying)
    15,000
  • Common Stock

    (indirect: By 401(k))
    3,529
  • Options to buy

    Exercise: $3.39Exp: 2022-01-17Common Stock (20,000 underlying)
    20,000
  • Options to buy

    Exercise: $4.82Exp: 2023-01-22Common Stock (12,000 underlying)
    12,000
Footnotes (7)
  • [F1]Includes shares acquired through a dividend reinvestment plan.
  • [F2]Held in the Bank Mutual Corporation 401(k) Plan.
  • [F3]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F7]Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 6:20 PM ET
Size
12.8 KB