BANK MUTUAL CORP 4
4 · BANK MUTUAL CORP · Filed Sep 11, 2015
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
ANDEREGG P TERRY
Senior Vice President
Transactions
- Discretionary Transaction
Common Stock
2015-09-01$6.99/sh−14,303$100,001→ 65,071 total(indirect: By 401(k))
Holdings
- 67,714
Common Stock
- 23,343(indirect: By IRA)
Common Stock
- 10,000
Options to buy
Exercise: $7.17Exp: 2024-01-21→ Common Stock (10,000 underlying) - 15,000
Options to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying) - 3,529(indirect: By 401(k))
Common Stock
- 20,000
Options to buy
Exercise: $3.39Exp: 2022-01-17→ Common Stock (20,000 underlying) - 12,000
Options to buy
Exercise: $4.82Exp: 2023-01-22→ Common Stock (12,000 underlying)
Footnotes (7)
- [F1]Includes shares acquired through a dividend reinvestment plan.
- [F2]Held in the Bank Mutual Corporation 401(k) Plan.
- [F3]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans.
- [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
- [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- [F7]Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.