ImmunoCellular Therapeutics, Ltd. 4
4 · ImmunoCellular Therapeutics, Ltd. · Filed Oct 1, 2015
Insider Transaction Report
Form 4
Yu John S
DirectorSecretary
Transactions
- Tax Payment
Common Stock
2015-09-28$0.46/sh−14,674$6,750→ 20,326 total - Exercise/Conversion
Stock Option (right to buy)
2015-09-28−25,000→ 0 totalExercise: $0.27Exp: 2015-09-28→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2015-09-28$0.27/sh+25,000$6,750→ 35,000 total - Gift
Common Stock
2015-09-28+10,326→ 10,326 total(indirect: By Trust) - Gift
Common Stock
2015-09-28−10,326→ 10,000 total
Footnotes (3)
- [F1]Reflects 14,674 shares withheld by the Issuer at the market price of $0.46 per share less an exercise price of $0.27 per share to fund the cashless exercise of 10,326 shares
- [F2]These shares are being transferred to the reporting person's Family Trust.
- [F3]Fully vested.