4//SEC Filing
ImmunoCellular Therapeutics, Ltd. 4
Accession 0001209191-15-072696
$IMUCCIK 0000822411operating
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 2:12 PM ET
Size
12.1 KB
Accession
0001209191-15-072696
Insider Transaction Report
Form 4
Yu John S
DirectorSecretary
Transactions
- Tax Payment
Common Stock
2015-09-28$0.46/sh−14,674$6,750→ 20,326 total - Exercise/Conversion
Stock Option (right to buy)
2015-09-28−25,000→ 0 totalExercise: $0.27Exp: 2015-09-28→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2015-09-28$0.27/sh+25,000$6,750→ 35,000 total - Gift
Common Stock
2015-09-28+10,326→ 10,326 total(indirect: By Trust) - Gift
Common Stock
2015-09-28−10,326→ 10,000 total
Footnotes (3)
- [F1]Reflects 14,674 shares withheld by the Issuer at the market price of $0.46 per share less an exercise price of $0.27 per share to fund the cashless exercise of 10,326 shares
- [F2]These shares are being transferred to the reporting person's Family Trust.
- [F3]Fully vested.
Documents
Issuer
ImmunoCellular Therapeutics, Ltd.
CIK 0000822411
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000822411
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 2:12 PM ET
- Size
- 12.1 KB