4//SEC Filing
MOBILEIRON, INC. 4
Accession 0001209191-15-074120
CIK 0001470099operating
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 6:23 PM ET
Size
25.1 KB
Accession
0001209191-15-074120
Insider Transaction Report
Form 4
MOBILEIRON, INC.MOBL
NAHM TAE HEA
Director10% Owner
Transactions
- Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership)
STORM VENTURE ASSOCIATES III, L.L.C.
10% Owner
Transactions
- Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership)
FLOYD RYAN
10% Owner
Transactions
- Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership)
MENDEZ M ALEX
10% Owner
Transactions
- Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership)
Storm Ventures Fund IV, L.P.
10% Owner
Transactions
- Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership)
STORM VENTURES FUND III LP
10% Owner
Transactions
- Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership)
STORM VENTURE ASSOCIATES IV, L.L.C.
10% Owner
Transactions
- Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership)
STORM VENTURES PRINCIPALS FUND III
10% Owner
Transactions
- Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company)
SUBHEDAR SANJAY
10% Owner
Transactions
- Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership)
Transactions
- Other
Common Stock
2015-10-02+221→ 327,696 total(indirect: By Limited Liability Company) - Other
Common Stock
2015-10-02+7,743→ 582,101 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+7,131→ 10,578,176 total(indirect: By Partnership) - Other
Common Stock
2015-10-02+390→ 578,604 total(indirect: By Partnership)
Footnotes (7)
- [F1]On October 2, 2015, the reporting persons became entitled to receive a total of 15,485 shares of the Issuer's common stock following the expiration of a share "holdback" period pursuant to an asset purchase agreement, pursuant to which the reporting persons sold assets to the Issuer in exchange for shares of the Issuer's common stock. The asset purchase agreement provided that the reporting persons would receive these additional shares of Issuer common stock, for no additional consideration, if no claims arose as a result of the reporting persons' breach of any of its representations and warranties or covenants in the asset purchase agreement. The number of shares issuable upon the expiration of the "holdback" period was determined on October 2, 2015.
- [F2]The shares are held directly by Storm Ventures Fund III, L.P ("SV III").
- [F3]Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III and SVP III. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
- [F4]The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
- [F5]The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
- [F6]Storm Venture Associates IV, L.L.C. ("SVA IV") is the general partner of Storm Ventures Fund IV, L.P. ("SV IV") and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA IV and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by SV IV. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
- [F7]The shares are held directly by SV IV.
Documents
Issuer
MOBILEIRON, INC.
CIK 0001470099
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001470099
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 6:23 PM ET
- Size
- 25.1 KB