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4//SEC Filing

MERGE HEALTHCARE INC 4

Accession 0001209191-15-075629

CIK 0000944765operating

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 8:31 PM ET

Size

13.3 KB

Accession

0001209191-15-075629

Insider Transaction Report

Form 4
Period: 2015-10-13
KOENIG NANCY J
DirectorChief Operating Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2015-10-13$7.13/sh186,162$1,327,3350 total
  • Disposition to Issuer

    Restricted Common Stock

    2015-10-13234,5000 total
  • Disposition to Issuer

    Stock Options

    2015-10-13$0.80/sh100,000$80,0000 total
    Exercise: $6.33Exp: 2018-02-28Common Stock (100,000 underlying)
  • Disposition to Issuer

    Stock Options

    2015-10-13$4.63/sh100,000$463,0000 total
    Exercise: $2.50Exp: 2016-05-03Common Stock (100,000 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger dated as of August 6, 2015, by and among International Business Machines Corporation, Datong Acquisition Corp. and Issuer, Merge Healthcare Incorporated (the "Merger"), in which the Issuer's holders of common stock, as of the effective time of the Merger, October 13, 2015, were entitled to receive $7.13 per share of common stock (the "Merger Consideration").
  • [F2]This Restricted Stock Award ("RSA") granted pursuant to the 2005 Equity Incentive Plan (a Rule 16b-3 shareholder approved employee benefit plan) of Issuer, originally provided for the restrictions on such shares to lapse with such shares becoming immediately and fully vested to the extent of thirty three percent (33%) of such shares on each November 5, 2014 and November 5, 2015, and thirty four percent (34%) of such shares on November 5, 2016, subject to additional terms and conditions as set forth in the Reporting Person's RSA agreement. Pursuant to the Merger, the remaining shares outstanding under the RSA were cancelled in exchange for a cash payment equal to the Merger Consideration, payable on the remaining shares vesting on the respective vesting dates of November 5, 2015 ($823,515) and November 5, 2016 ($848,470), subject to the same additional terms and conditions as set forth in the Reporting Person's RSA agreement.
  • [F3]This Nonqualified Stock Option granted on May 4, 2010, which vested in four (4) equal annual installments to purchase 25,000 shares of Common Stock on each of May 4, 2011, May 4, 2012, May 4, 2013 and May 4, 2014, was cancelled at the effective time of the Merger in exchange for a cash payment of $463,000, less applicable withholding taxes, representing the difference between the exercise price of the option and the Merger Consideration.
  • [F4]This Nonqualified Stock Option granted on March 1, 2012, which vested in four (4) equal annual installments to purchase 25,000 shares of Common Stock on each of March 1, 2013, March 1, 2014, March 1, 2015 and March 1, 2016, was cancelled at the effective time of the Merger in exchange for a cash payment of $80,000, less applicable withholding taxes, representing the difference between the exercise price of the option and the Merger Consideration.

Issuer

MERGE HEALTHCARE INC

CIK 0000944765

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000944765

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 8:31 PM ET
Size
13.3 KB