4//SEC Filing
AMYRIS, INC. 4
Accession 0001209191-15-075822
CIK 0001365916operating
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 5:36 PM ET
Size
10.5 KB
Accession
0001209191-15-075822
Insider Transaction Report
Form 4
AMYRIS, INC.AMRS
Boisseau Philippe
Director10% Owner
Transactions
- Exercise/Conversion
Warrant (right to buy)
2015-10-14−18,924,192→ 0 total(indirect: See footnote)Exercise: $1.42Exp: 2020-07-29→ Common Stock (18,924,192 underlying) - Exercise/Conversion
Common Stock
2015-10-14$1.42/sh+18,924,192$26,838,289→ 64,258,237 total(indirect: See footnote) - Sale
Common Stock
2015-10-14$2.36/sh−80,052$189,243→ 64,178,185 total(indirect: See footnote)
Footnotes (5)
- [F1]Shares were issued upon Total Energies Nouvelles Activites USA's cashless exercise of the warrant issued pursuant to that certain Exchange Agreement dated as of July 26, 2015 by and between the Issuer and the investors set forth therein, including Total Energies Nouvelles Activites USA (the "Exchange Agreement").
- [F2]Held of record by Total Energies Nouvelles Activites USA. Mr. Boisseau, a member of the Issuer's board of directors by deputization, is a member of the Executive Committee of Total S.A., the ultimate parent company of Total Energies Nouvelles Activites USA, and, as such, may be deemed to share voting or investment power over the securities held by Total Energies Nouvelles Activites USA. Mr. Boisseau holds no shares of the Issuer directly and disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein, if any.
- [F3]Warrant was issued in connection with the Exchange Agreement, and is a derivative security exempted pursuant to Rule 16b-3.
- [F4]The shares underlying this warrant were determined upon satisfaction of the Exercise Condition as described in the warrant.
- [F5]This warrant became exercisable upon satisfaction of the Exercise Condition as described in the warrant.
Documents
Issuer
AMYRIS, INC.
CIK 0001365916
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001365916
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 5:36 PM ET
- Size
- 10.5 KB