4//SEC Filing
National American University Holdings, Inc. 4
Accession 0001209191-15-076458
CIK 0001399855operating
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 4:44 PM ET
Size
10.1 KB
Accession
0001209191-15-076458
Insider Transaction Report
Form 4
Paxton Robert A
Distance Learning Pres NAU Div
Transactions
- Award
Common Stock
2015-10-20+9,521→ 27,095 total - Award
Restricted Stock Units
2015-10-20+19,500→ 19,500 total→ Common Stock (19,500 underlying) - Award
Employee Stock Option (right to buy)
2015-10-20+9,521→ 9,521 totalExercise: $3.06Exp: 2025-10-20→ Common Stock (9,521 underlying)
Footnotes (5)
- [F1]The reported transaction involves an award of common stock issued under the National American University Holdings, Inc. 2009 Stock Option and Compensation Plan (the "Plan").
- [F2]The common stock was granted under the Plan and therefore the reporting person paid no price for the common stock.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F4]The restricted stock units vest upon satisfaction of certain projected performance measures of the Issuer for the fiscal year ending May 31, 2016.
- [F5]4,761 options vested immediately upon grant on October 20, 2015 and 4,760 options vest on June 1, 2016, provided that Dr. Robert Paxton continues to serve as an employee of the Company or parent or subsidiary thereof.
Documents
Issuer
National American University Holdings, Inc.
CIK 0001399855
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001399855
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 4:44 PM ET
- Size
- 10.1 KB