4//SEC Filing
Steris plc 4
Accession 0001209191-15-077830
CIK 0001624899operating
Filed
Nov 1, 7:00 PM ET
Accepted
Nov 2, 5:07 PM ET
Size
25.8 KB
Accession
0001209191-15-077830
Insider Transaction Report
Form 4
Steris plcSTE
Forsythe Suzanne V
V. P. - Human Resources
Transactions
- Award
Ordinary Shares, ?0.10 Nominal Value
2015-11-02+9,908→ 9,908 total - Award
Employee Stock Option (right to buy)
2015-11-02+700→ 700 totalExercise: $31.87Exp: 2020-05-20→ Ordinary Shares, ?0.10 Nominal Value (700 underlying) - Award
Ordinary Shares, ?0.10 Nominal Value
2015-11-02+1,035→ 1,036 total(indirect: See Footnote Below.) - Award
Employee Stock Option (right to buy)
2015-11-02+1,700→ 1,700 totalExercise: $22.83Exp: 2019-05-21→ Ordinary Shares, ?0.10 Nominal Value (1,700 underlying) - Award
Employee Stock Option (right to buy)
2015-11-02+3,500→ 3,500 totalExercise: $29.94Exp: 2022-05-30→ Ordinary Shares, ?0.10 Nominal Value (3,500 underlying) - Award
Employee Stock Option (right to buy)
2015-11-02+4,000→ 4,000 totalExercise: $45.34Exp: 2023-05-31→ Ordinary Shares, ?0.10 Nominal Value (4,000 underlying) - Award
Employee Stock Option (right to buy)
2015-11-02+650→ 650 totalExercise: $36.09Exp: 2021-05-31→ Ordinary Shares, ?0.10 Nominal Value (650 underlying) - Award
Employee Stock Option (right to buy)
2015-11-02+9,000→ 9,000 totalExercise: $53.52Exp: 2024-05-30→ Ordinary Shares, ?0.10 Nominal Value (9,000 underlying) - Award
Employee Stock Option (right to buy)
2015-11-02+8,000→ 8,000 totalExercise: $67.98Exp: 2025-08-10→ Ordinary Shares, ?0.10 Nominal Value (8,000 underlying)
Footnotes (10)
- [F1]5,338 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 563 on May 31, 2016; 1,000 on May 31, 2016; 1,000 on May 31, 2017; 425 on May 30, 2016; 425 on May 30, 2017; 425 on May 30, 2018; 375 on May 30, 2016; 375 on May 29, 2017; 375 on May 28, 2018 and 375 on May 28, 2019.
- [F10]This option becomes exercisable as follows: 2,000 on May 28, 2016; 2,000 on May 28, 2017; 2,000 on May 28, 2018 and 2,000 on May 28, 2019. This option was received in the Merger in exchange for an option to purchase 8,000 STERIS common shares for $67.98 per share, subject to the same terms and conditions as the original STERIS stock option.
- [F2]Represents ordinary shares of STERIS plc ("New STERIS") acquired pursuant to merger of a wholly-owned subsidiary of New STERIS with and into STERIS Corporation ("STERIS"), with STERIS surviving the merger as a wholly-owned subsidiary of New STERIS (the "Merger"), in exchange for common shares of STERIS, which was consummated simultaneous with and conditioned on New STERIS' acquisition of Synergy Health plc by commencing a "recommended offer" under English law. At the effective time of the Merger, each STERIS common share was cancelled and converted into the right to receive one New STERIS ordinary share.
- [F3]Represents 1,059.274 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 1,035 Common share equivalents as of October 29, 2015.
- [F4]This option to purchase 1,700 New STERIS ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 1,700 STERIS common shares for $22.83 per share, subject to the same terms and conditions as the original STERIS stock option.
- [F5]This option to purchase 700 New STERIS ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 700 STERIS common shares for $31.87 per share, subject to the same terms and conditions as the original STERIS stock option.
- [F6]This option to purchase 650 New STERIS ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 650 STERIS common shares for $36.09 per share, subject to the same terms and conditions as the original STERIS stock option.
- [F7]This option became or will become exercisable as follows: 875 on May 30, 2013; 875 on May 30, 2014; 875 on May 30, 2015 and 875 on May 30, 2016. This option was received in the Merger in exchange for an option to purchase 3,500 STERIS common shares for $ 29.94 per share, subject to the same terms and conditions as the original STERIS stock option.
- [F8]This option became or will become exercisable as follows: 1,000 on May 31, 2014; 1,000 on May 31, 2015; 1,000 on May 31, 2016 and 1,000 on May 31, 2017. This option was received in the Merger in exchange for an option to purchase 4,000 STERIS common shares for $45.34 per share, subject to the same terms and conditions as the original STERIS stock option.
- [F9]This option became or will become exercisable as follows: 2,250 on May 30, 2015; 2,250 on May 30, 2016; 2,250 on May 30, 2017 and 2,250 on May 30, 2018.This option was received in the Merger in exchange for an option to purchase 9,000 STERIS common shares for $53.52 per share, subject to the same terms and conditions as the original STERIS stock option.
Documents
Issuer
Steris plc
CIK 0001624899
Entity typeoperating
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001624899
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 7:00 PM ET
- Accepted
- Nov 2, 5:07 PM ET
- Size
- 25.8 KB