4//SEC Filing
pdvWireless, Inc. 4
Accession 0001209191-15-078976
$ATEXCIK 0001304492operating
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 6:49 PM ET
Size
11.9 KB
Accession
0001209191-15-078976
Insider Transaction Report
Form 4
Schiff Peter
Director
Transactions
- Award
Common Stock
2015-11-04+2,282→ 2,282 total
Holdings
- 36,089(indirect: By LLC)
Common Stock
- 179,027(indirect: By LLC)
Common Stock
- 5,711(indirect: SK Partners)
Common Stock
- 5,711(indirect: Southfield Communications)
Common Stock
Footnotes (4)
- [F1]The restricted stock vests in full on the earlier of (i) November 4, 2016 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.
- [F2]Mr. Schiff is a managing partner of Northwood Capital Partners, LLC and Northwood Ventures, LLC and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- [F3]Mr. Schiff is a managing general partner of SK Partners and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- [F4]Mr. Schiff is the Chairman of Southfield Communications and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Issuer
pdvWireless, Inc.
CIK 0001304492
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001304492
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 6:49 PM ET
- Size
- 11.9 KB